-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFyhdYt4H9u9B9Tcn2f5HkvsY2P3zeJIbAUsz7TIVmUC0iJ0aS2Rfp2wEnpr9FOK fs2kvRT4NJsnIaSN7vhIFA== 0001012870-98-000373.txt : 19980218 0001012870-98-000373.hdr.sgml : 19980218 ACCESSION NUMBER: 0001012870-98-000373 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISIGENIC SOFTWARE INC CENTRAL INDEX KEY: 0000917062 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943173927 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49371 FILM NUMBER: 98536031 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: SUITE 120 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 4152861900 MAIL ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: SUITE 120 CITY: SAN MATEO STATE: CA ZIP: 94404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOKKAPATI PRASAD CENTRAL INDEX KEY: 0001032393 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 450 LIBERTY STREET #4 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 BUSINESS PHONE: 4158263681 MAIL ADDRESS: STREET 1: 450 LIBERTY STREET #4 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____ )* Visigenic Software, Inc. ------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 92829T 10 2 ----------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) Page 1 of 5 pages - ----------------------- --------------------- CUSIP NO. 92829T 10 2 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prasad Mokkapati - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 761,735 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 761,735 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 761,735 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 5.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages - ----------------------- --------------------- CUSIP NO. 92829T 10 2 13G PAGE 3 OF 5 PAGES - ----------------------- --------------------- Item 1(a) Name of Issuer: Visigenic Software, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 951 Mariner's Island Blvd. Suite 120 San Mateo, CA 94404 Item 2(a) Name of Person(s) Filing: Prasad Mokkapati Item 2(b) Address of Principal Business Office: 951 Mariner's Island Blvd. Suite 120 San Mateo, CA 94404 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 92829T 10 2 Item 3 The person(s) filing is(are): (a) [_] Broker or Dealer registered under section 15 of the Act (b) [_] Bank as defined in Section 3(a)(6) of the Act. (c) [_] Insurance Company as defined in section 3(a)(19) of the Act (d) [_] Investment Company registered under section 8 of the Investment Company Act (e) [_] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund: see (S) 240.13d-1(b)(1)(ii)(F) (g) [_] Parent Holding Company, in accordance with (S) 240.13d-1(b)(1)(ii)(G). (Note: See Item 7) Page 3 of 5 pages - ----------------------- --------------------- CUSIP NO. 92829T 10 2 13G PAGE 4 OF 5 PAGES - ----------------------- --------------------- Item 4 Ownership (a) Amount Beneficially Owned: 761,735 (b) Percent of Class: 5.2%, based on 14,553,113 shares outstanding on December 31, 1997. (c) Number of shares as to which such person has: i) sole power to vote or to direct the vote 761,735 ii) shared power to vote or to direct the vote 0 iii) sole power to dispose or to direct the disposition of 761,735 iv) shared power to dispose or to direct the disposition of 0 Item 5 Ownership of 5% or Less of a Class: N/A Item 6 Ownership of More than 5% on Behalf of Another Person: N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of the Group: N/A Item 10 Certification N/A Page 4 of 5 pages - ----------------------- --------------------- CUSIP NO. 92829T 10 2 13G PAGE 5 OF 5 PAGES - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 6, 1998 /s/ Prasad Mokkapati -------------------------------- Prasad Mokkapati Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----