-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLKwPZryQSBx/5eqUU2GAHhMpnTIpb8kfq+oY4OwtVU/rTfHX89QB2YvFIlqeDt/ nAqKGrHapWMuMvpG4BGxZA== 0001012870-97-000256.txt : 19970222 0001012870-97-000256.hdr.sgml : 19970222 ACCESSION NUMBER: 0001012870-97-000256 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISIGENIC SOFTWARE INC CENTRAL INDEX KEY: 0000917062 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943173927 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49371 FILM NUMBER: 97528141 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: SUITE 120 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 4152861900 MAIL ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: SUITE 120 CITY: SAN MATEO STATE: CA ZIP: 94404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOKKAPATI PRASAD CENTRAL INDEX KEY: 0001032393 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 450 LIBERTY STREET #4 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 BUSINESS PHONE: 4158263681 MAIL ADDRESS: STREET 1: 450 LIBERTY STREET #4 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 VISIGENIC SOFTWARE, INC. ------------------------------------------------------------- (Name of Issuer) COMMON STOCK --------------------------------------------------- (Title of Class of Securities) 92829T 10 2 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ----------------------- --------------------- CUSIP NO. 92829T 10 2 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prasad Mokkapati - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 769,235 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 769,235 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 769,235 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages Page 3 of 5 Pages Item 1(a) Name of Issuer: - --------- Visigenic Software, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: - --------- 951 Mariner's Island Blvd., Ste. 120 San Mateo, CA 94404 Item 2(a) Name of Person Filing: - --------- Prasad Mokkapati Item 2(b) Address of Principal Business Office: - --------- Visigenic Software, Inc. 951 Mariner's Island Blvd., Ste 120 San Mateo, CA 94404 Item 2(c) Citizenship: - --------- The filing person is a citizen of the United States of America. Item 2(d) Title of Class of Securities: - --------- Common Stock Item 2(e) CUSIP Number: - --------- 92829T 10 2 Item 3 Type of Person: - ------ Not Applicable Item 4 Ownership (at December 31, 1996): - ------ (a) Amount owned "beneficially" within the meaning of rule 13d-3: 769,235 shares. (b) Percent of class: 6.0%, based on 12,715,390 shares outstanding as of December 31, 1996, per the Company's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on January 28, 1997. Page 4 of 5 Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 769,235 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: 769,235 shares (iv) shared power to dispose or to direct disposition of: 0 shares Item 5 Ownership of Five Percent or Less of a Class: - ------ Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: - ------ Not Applicable Item 7 Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: - ------ Not Applicable Item 9 Notice of Dissolution of Group: - ------ Not Applicable Item 10 Certification: - ------- Not Applicable Page 5 of 5 Pages Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11 , 1997 ------ /s/ Prasad Mokkapati -------------------- Prasad Mokkapati -----END PRIVACY-ENHANCED MESSAGE-----