0001104659-21-022227.txt : 20210212
0001104659-21-022227.hdr.sgml : 20210212
20210212184804
ACCESSION NUMBER: 0001104659-21-022227
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210210
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capps Kimberly A
CENTRAL INDEX KEY: 0001504658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23406
FILM NUMBER: 21630990
MAIL ADDRESS:
STREET 1: C/O SOUTHERN MISSOURI BANCORP INC
STREET 2: 531 VINE STREET
CITY: POPLAR BLUFF
STATE: MO
ZIP: 63901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHERN MISSOURI BANCORP, INC.
CENTRAL INDEX KEY: 0000916907
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 431665523
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2991 OAK GROVE ROAD
CITY: POPLAR BLUFF
STATE: MO
ZIP: 63901
BUSINESS PHONE: 573-778-1800
MAIL ADDRESS:
STREET 1: 2991 OAK GROVE ROAD
CITY: POPLAR BLUFF
STATE: MO
ZIP: 63901
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHERN MISSOURI BANCORP INC
DATE OF NAME CHANGE: 19940104
4
1
tm216554-8_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-10
0
0000916907
SOUTHERN MISSOURI BANCORP, INC.
SMBC
0001504658
Capps Kimberly A
6782 BROWN LANE
POPLAR BLUFF
MO
63901
0
1
0
0
EVP - Chief Operations Officer
Common Stock
2021-02-10
4
A
0
600
0
A
67143.42
D
Common Stock
49120.38
I
By 401(k)
Common Stock
360
I
Held by daughter
Common Stock
360
I
Held by son
Stock Option (Right to buy)
37.31
2028-01-16
Common stock
2000
2000
D
Stock Option (Right to buy)
34.35
2029-01-04
Common stock
2000
2000
D
Stock Option (Right to buy)
37.40
2030-02-18
Common stock
2000
2000
D
Stock Option (Right to buy)
34.91
2021-02-10
4
A
0
3000
0
A
2031-02-10
Common stock
3000
3000
D
The shares are scheduled to vest over a five-year period beginning February 9, 2022, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
Amount has been updated since the last report to include 357 shares acquired pursuant to the Company's Dividend Reinvestment Program.
Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter.
The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/04/20. Each remaining installment vests annually thereafter.
The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
/s/ Kimberly A. Capps
2021-02-12