0000927089-17-000214.txt : 20170518 0000927089-17-000214.hdr.sgml : 20170518 20170518181545 ACCESSION NUMBER: 0000927089-17-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN MISSOURI BANCORP, INC. CENTRAL INDEX KEY: 0000916907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431665523 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2991 OAK GROVE ROAD CITY: POPLAR BLUFF STATE: MO ZIP: 63901 BUSINESS PHONE: 573-778-1800 MAIL ADDRESS: STREET 1: 2991 OAK GROVE ROAD CITY: POPLAR BLUFF STATE: MO ZIP: 63901 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN MISSOURI BANCORP INC DATE OF NAME CHANGE: 19940104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capps Kimberly A CENTRAL INDEX KEY: 0001504658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23406 FILM NUMBER: 17856027 MAIL ADDRESS: STREET 1: C/O SOUTHERN MISSOURI BANCORP INC STREET 2: 531 VINE STREET CITY: POPLAR BLUFF STATE: MO ZIP: 63901 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-16 0000916907 SOUTHERN MISSOURI BANCORP, INC. SMBC 0001504658 Capps Kimberly A SOUTHERN MISSOURI BANCORP, INC. 2991 OAK GROVE ROAD POPLAR BLUFF MO 63901 0 1 0 0 EVP, Chief Operations Officer Common Stock 2017-05-16 4 A 0 1250 0 A 54188 D Common Stock 41066.4 I By 401(k) Common Stock 360 I Held by daughter Common Stock 360 I Held by son Stock Option (Right to Buy) 6.375 2020-01-19 Common Stock 10000 10000 D The shares are scheduled to vest over a five-year period beginning February 9, 2018, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/19/2011. Each remaining installment vests annually thereafter. /s/ Kimberly A. Capps 2017-05-18