SC 13D/A 1 dsc13da.txt AMENDMENT #5 TO SCHEDULE 13 D CUSIP No. 268443 10 8 Page 1 of 23 -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response . . . 14.90 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT No. 5 to SCHEDULE 13D/A Under the Securities Exchange Act of 1934 -------------------------------------------------------------------------------- EFTC CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 268443 10 8 ----------- (CUSIP Number) Jeffrey W. Goettman Thayer-BLUM Funding, L.L.C. 1455 Pennsylvania Avenue, N.W. Washington, D.C. 20004 (202) 371-0150 with a copy to: Eric A. Stern, Esq. Murray A. Indick, Esq. Latham & Watkins Thayer-BLUM Funding, L.L.C. 555 Eleventh Street, N.W. 909 Montgomery Street Suite 1000 Suite 400 Washington, D.C. 20004 San Francisco, CA 94133 (202) 637-2200 (415) 434-1111 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 28, 2002 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. CUSIP No. 268443 10 8 Page 2 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON THAYER-BLUM FUNDING, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2265389 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 3 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON THAYER-BLUM FUNDING III, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2265389 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 4 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON THAYER-EQUITY INVESTORS IV, L.P. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-21228525 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* PN ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 5 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON TC EQUITY PARTNERS IV, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2121904 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 6 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON TC MANUFACTURING HOLDINGS, L.L.C S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 7 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON TC CO-INVESTORS IV, LLC S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2139964 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 8 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON TC MANAGEMENT PARTNERS IV, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2121901 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 9 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON TC KCO, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 10 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON FREDERIC V. MALEK S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* IN 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 11 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON CARL J. RICKERTSEN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 12 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON JEFFREY W. GOETTMAN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* IN 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 13 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON DANIEL M. DICKINSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 14 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON BLUM STRATEGIC PARTNERS, L.P S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3303833 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* PN 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 15 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON BLUM STRATEGIC GP, L.L.C S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3303831 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 16 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON BLUM (K*TEC) CO-INVESTMENT PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* PN 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 17 of 23 ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON RICHARD C. BLUM S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* IN 14 ------------------------------------------------------------------------------ CUSIP No. 268443 10 8 Page 18 of 23 Item 1 of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: The number of shares reported in this Amendment No. 5 reflects a decrease of shares under those reported in Amendment No. 4 to 0. The decrease reflects the mergers as described in Item 4(a) below. The total amount of Common Stock after conversion is zero. Item 2 of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: Thayer-BLUM Funding III, L.L.C., a Delaware limited liability company ("TBF III") is a "Reporting Person" for the purposes of this Amendment to Schedule 13D. TBF III is in the business of holding shares of Suntron Corporation for investment purposes following the merger described in Item 4(a) below. TC KCo, L.L.C. is a member of TBF III and is a "Thayer Entity" for the purposes of this Amendment to Schedule 13D. Blum (K*TEC) Co-Investment Partners, L.P. is a member of TBF III and is a "Blum Entity" for the purposes of this Amendment to Schedule 13D. RCBA GP, L.L.C. and RCBA Strategic Partners, L.P. changed their names to Blum Strategic GP, L.L.C. and Blum Strategic Partners, L.P., respectively. Except as provided in this paragraph, the information required for TBF III under (a) through (f) of this Item 2 is the identical to that of the Purchaser. Item 3 of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: On February 28, 2002, 37,851,343 shares of common stock, par value $.01 per share, of the Company held by TBF III were exchanged for 9,462,835 shares of common stock of Suntron Corporation ("Suntron") pursuant to the Merger Agreement described below in Item 4. Item 4 of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: On February 27, 2002, Purchaser merged and into TBF III with TBF III as the surviving entity pursuant to an Agreement and Plan of Merger, dated February 27, 2002 between Purchaser and TBF III. On February 28, 2002, Suntron acquired the Company and Thayer-BLUM Funding II, L.L.C. ("TBF II"), a wholly-owned subsidiary of TBF III, pursuant to the Merger Agreement, the terms of which are more fully described in Amendment No. 4 to this Schedule 13D. Under the Merger Agreement, TBF II and the Company merged with a separate, wholly owned subsidiaries of Suntron, with TBF II and the Company continuing as the surviving corporations and wholly owned subsidiaries of Suntron (the "Mergers"). As a result of the Mergers, each share of the Company's common stock was converted into 0.25 shares of the Suntron's common stock and all outstanding units of TBF II were converted into 9,462,835 shares of the Suntron's common stock. As a result of the Mergers, the Reporting Persons no longer own any shares of the Company's Common Stock. CUSIP No. 268443 10 8 Page 19 of 23 Item 5(a) of the Amended Schedule 13D is hereby amended and supplemented to read in its entirety: (a) The Reporting Persons listed in Item 2 above may be deemed to be members in a group. However, the Reporting Persons would be deemed to have beneficial ownership of zero shares of Common Stock. Item 7 of the Amended Schedule 13D is hereby amended and supplemented by adding the following: Exhibit 99.1: Agreement and Plan of Merger, dated as of February 27, 2002, between the Purchaser and TBF III Exhibit 99.2: Amended and Restated Agreement and Plan of Merger, dated as of May 3, 2001, between the Company, Suntron (formerly known as Express EMS Corporation), K*TEC Electronics Holding Corporation and TBF II (filed as Exhibit 2.1 to Suntron's Registration Statement on Form S-4 filed on November 8, 2001, File No. 333-72992, and incorporated by reference herein) CUSIP No. 268443 10 8 Page 20 of 23 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: March 6, 2002 THAYER-BLUM FUNDING, L.L.C. By: /s/ Jeffrey W. Goettman ----------------------------- Name: Jeffrey W. Goettman Title: Authorized Person THAYER-BLUM FUNDING III, L.L.C. By: /s/ Jeffrey W. Goettman ----------------------------- Name: Jeffrey W. Goettman Title: Authorized Person THAYER EQUITY INVESTORS IV, L.P. By: TC Equity Partners IV, L.L.C., its General Partner By: /s/ Barry E. Johnson ----------------------------- Barry E. Johnson, Attorney-in-Fact TC EQUITY PARTNERS IV, L.L.C. By: /s/ Barry E. Johnson ----------------------------- Barry E. Johnson, Attorney-in-Fact CUSIP No. 268443 10 8 Page 21 of 23 TC MANUFACTURING HOLDINGS, L.L.C. By: TC Co-Investors IV, LLC, its Managing Member By: TC Management IV, L.L.C., its Managing Member By: /s/ Barry E. Johnson ------------------------------- Barry E. Johnson, Attorney-in-Fact TC CO-INVESTORS IV, LLC By: TC Management Partners IV, L.L.C., its Managing Member By: /s/ Barry E. Johnson ------------------------------- Barry E. Johnson, Attorney-in-Fact TC MANAGEMENT PARTNERS IV, L.L.C. By: /s/ Barry E. Johnson ------------------------------- Barry E. Johnson, Attorney-in-Fact TC KCO, L.L.C. By: /s/ Barry E. Johnson ------------------------------- Barry E. Johnson, Attorney-in-Fact CUSIP No. 268443 10 8 Page 22 of 23 FREDERIC V. MALEK By: /s/ Barry E. Johnson --------------------------- Barry E. Johnson, Attorney in Fact CARL J. RICKERTSEN By: /s/ Barry E. Johnson --------------------------- Barry E. Johnson, Attorney in Fact JEFFREY W. GOETTMAN By: /s/ Barry E. Johnson --------------------------- Barry E. Johnson, Attorney in Fact DANIEL M. DICKINSON By: /s/ Barry E. Johnson --------------------------- Barry E. Johnson, Attorney in Fact CUSIP No. 268443 10 8 Page 23 of 23 BLUM STRATEGIC PARTNERS, L.P. By: BLUM STRATEGIC GP, L.L.C., its General Partner By: /s/ Murray A. Indick --------------------------- Murray A. Indick, Member BLUM (K*TEC) CO-INVESTMENT PARTNERS, L.P. By: BLUM STRATEGIC GP, L.L.C., its General Partner By: /s/ Murray A. Indick --------------------------- Murray A. Indick, Member BLUM STRATEGIC GP, L.L.C. By: /s/ Murray A. Indick --------------------------- Murray A. Indick, Member RICHARD C. BLUM By: /s/ Murray A. Indick --------------------------- Murray A. Indick, Attorney-in-Fact