-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TM5og5tm2YPd1jbzraFP7Lwkksa4E6381EoP/5Y3uid+8WNuBnKX/W9UBW/Zx8+H 0b758TxXJ2mb1jC2fEJp3w== 0000928385-01-501050.txt : 20010605 0000928385-01-501050.hdr.sgml : 20010605 ACCESSION NUMBER: 0000928385-01-501050 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010604 GROUP MEMBERS: CARL J. RICKERTSEN GROUP MEMBERS: DANIEL M. DICKINSON GROUP MEMBERS: FREDERIC V. MALEK GROUP MEMBERS: JEFFERY W. GOETTMAN GROUP MEMBERS: RCBA GP, L.L.C. GROUP MEMBERS: RCBA STRATEGIC PARTNERS, L.P. GROUP MEMBERS: RICHARD C. BLUM GROUP MEMBERS: TC CO-INVESTORS IV, LLC GROUP MEMBERS: TC EQUITY PARTNERS IV, L.L.C. GROUP MEMBERS: TC MANAGEMENT PARTNERS IV, L.L.C. GROUP MEMBERS: TC MANUFACTURING HOLDINGS, L.L.C. GROUP MEMBERS: THAYER BLUM FUNDING LLC GROUP MEMBERS: THAYER EQUITY INVESTORS IV L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EFTC CORP/ CENTRAL INDEX KEY: 0000916797 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 840854616 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49123 FILM NUMBER: 1653468 BUSINESS ADDRESS: STREET 1: HORIZON TERRACE STREET 2: 9351 GRANT STREET SIXTH FL CITY: DENVER STATE: CO ZIP: 80229 BUSINESS PHONE: 3034518200 MAIL ADDRESS: STREET 1: HORIZON TERRACE STREET 2: 9351 GRANT STREET SIXTH FL CITY: DENVER STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC FAB TECHNOLOGY CORP DATE OF NAME CHANGE: 19940103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THAYER BLUM FUNDING LLC CENTRAL INDEX KEY: 0001110573 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1455 PENNSYLVANIA AVENUE N W SUITE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023710150 MAIL ADDRESS: STREET 1: 1455 PENNSYLVANIA AVENUE N W SUITE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 SC 13D/A 1 dsc13da.txt AMENDMENT #4 TO SCHEDULE 13 D CUSIP No. 268443 10 8 Page 1 of 17 OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response . . . 14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT No. 4 to SCHEDULE 13D Under the Securities Exchange Act of 1934 - ------------------------------------------------------------------------------- EFTC CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 268443 10 8 ----------- (CUSIP Number) Jeffrey W. Goettman Thayer-BLUM Funding, L.L.C. 1455 Pennsylvania Avenue, N.W. Washington, D.C. 20004 (202) 371-0150 with a copy to: Eric A. Stern, Esq. Murray A. Indick, Esq. Latham & Watkins Thayer-BLUM Funding, L.L.C. 555 Eleventh Street, N.W. 909 Montgomery Street Suite 1000 Suite 400 Washington, D.C. 20004 San Francisco, CA 94133 (202) 637-2200 (415) 434-1111 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 31, 2001 ------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. CUSIP No. 268443 10 8 Page 2 of 17 1 NAME OF REPORTING PERSON THAYER-BLUM FUNDING, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2265389 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 37,851,343 EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 3 of 17 1 NAME OF REPORTING PERSON THAYER EQUITY INVESTORS IV, L.P. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2128525 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 4 of 17 1 NAME OF REPORTING PERSON TC EQUITY PARTNERS IV, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2121904 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 5 of 17 1 NAME OF REPORTING PERSON TC MANUFACTURING HOLDINGS, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 6 of 17 1 NAME OF REPORTING PERSON TC CO-INVESTORS IV, LLC SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2139964 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 7 of 17 1 NAME OF REPORTING PERSON TC MANAGEMENT PARTNERS IV, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 52-2121901 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 8 of 17 1 NAME OF REPORTING PERSON FREDERIC V. MALEK SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 9 of 17 1 NAME OF REPORTING PERSON CARL J. RICKERTSEN SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 10 of 17 1 NAME OF REPORTING PERSON JEFFREY W. GOETTMAN SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 11 of 17 1 NAME OF REPORTING PERSON DANIEL M. DICKINSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS SEE ITEM 3. - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,636,077 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 12 of 17 1 NAME OF REPORTING PERSON RCBA STRATEGIC PARTNERS, L.P. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3303833 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 13 of 17 1 NAME OF REPORTING PERSON RCBA GP, L.L.C. SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3303831 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (LIMITED LIABILITY COMPANY) - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 14 of 17 1 NAME OF REPORTING PERSON RICHARD C. BLUM SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 37,851,343 BY EACH REPORTING ------------------------------------------------------------------------------ PERSON WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,851,343 - --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,851,343 - --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 78.52% - --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------
CUSIP No. 268443 10 8 Page 15 of 17 Item 1 of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: The number of shares reported in this Amendment No. 4 reflects an increase of 215,266 shares over those reported in Amendment No. 3, from 37,636,077 to 37,851,343. The increase reflects (i) accumulated interest on the Convertible Notes from May 2, 2001 until the date hereof, and (ii) accumulated dividends on the Series B Preferred Stock from May 2, 2001 until the date hereof. The Convertible Notes were converted into 23,763,349 shares of Common Stock on the date hereof and the Series B Preferred Stock was converted into 8,462,994 shares of Common Stock on the date hereof. The total amount of Common Stock after conversion is 37,851,343. Item 4(a) of the Amended Schedule 13D is hereby amended and supplemented by adding the following after the last paragraph: On May 31, 2001, in connection with the Amended and Restated Merger Agreement, dated as of May 3, 2001, by and among the Company, K*TEC, TBF II and Parent, and pursuant to the Amended and Restated Stockholder Agreement, dated as of May 3, 2001, by and among Purchaser, TBF III, and Parent, Purchaser has converted its Convertible Note into Common Stock of the Company and converted all shares of EFTC Series B Convertible Preferred Stock into Common Stock of the Company. Item 5(a) of the Amended Schedule 13D is hereby amended and supplemented to read in its entirety: (a) The Reporting Persons listed in Item 2 above may be deemed to be members in a group, in which case the Reporting Persons would be deemed to have beneficial ownership of 37,851,343 shares of Common Stock which account for 78.52% of the Common Stock outstanding. -----END PRIVACY-ENHANCED MESSAGE-----