-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8RK8dvFggV88mV9L1E7eQX9Yo2H5ITrjBs3rb3QZy77QGgilw1gyWob8XWNNLE0 mBhFzdYE1xnSIsDckKEfaA== 0000916797-97-000010.txt : 19970310 0000916797-97-000010.hdr.sgml : 19970310 ACCESSION NUMBER: 0000916797-97-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970307 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONIC FAB TECHNOLOGY CORP CENTRAL INDEX KEY: 0000916797 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 840854616 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49123 FILM NUMBER: 97552507 BUSINESS ADDRESS: STREET 1: 7251 WEST 4TH ST CITY: GREELEY STATE: CO ZIP: 80634-9763 BUSINESS PHONE: 3033533100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHULTZ KENNETH J CENTRAL INDEX KEY: 0000942331 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2129 RESERVOIR ROAD CITY: GREELEY STATE: CO ZIP: 806313 BUSINESS PHONE: 9703567471 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) ELECTRONIC FAB TECHNOLOGY CORP. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 28570P 10 5 (CUSIP Number) CUSIP No. 28570P 10 2 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenneth J. Schultz 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 150,800 6 SHARED VOTING POWER 100,000 7 SOLE DISPOSITIVE POWER 150,800 8 SHARED DISPOSITIVE POWER 100,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,800 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.36% 12 TYPE OF REPORTING PERSON* IN This Amendment No. 1 to Information Statement on Schedule 13G is filed by Kenneth J. Schultz with respect to the securities specified below of Electronic Fab Technology Corp. and restates the information set forth on the initial Schedule 13G filed by Mr. Schultz in paper format on March 20, 1995 with respect to such securities. Item 1. (a) Name of Issuer Electronic Fab Technology Corp. (b) Address of Issuer's Principal Executive Offices 7251 West 4th Street Greeley, Colorado 80634-9763 Item 2. (a) Name of Person Filing Kenneth J. Schultz (b) Address of Principal Business Office or, if none, Residence 2129 Reservoir Road Greeley, CO 80631 (c) Citizenship See Item 4 of Cover Page (d) Title of Class of Securities Common stock, par value $.01 per share, of Electronic Fab Technology Corp. (the "EFTC Common Stock") (e) CUSIP Number 28570P 10 5 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a : N/A Item 4. Ownership (a) Amount Beneficially Owned See Item 9 of Cover Page. (b) Percent of Class See Item 11 of Cover Page and Item 4(a) above. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of Cover Page. (ii) shared power to vote or to direct the vote See Item 6 of Cover Page. The filing person contributed such 100,000 shares to a partnership of which Mr. Schultz is a general partner. (iii) sole power to dispose or to direct the disposition of See Item 7 of Cover Page. (iv) shared power to dispose or to direct the disposition of See Item 8 of Cover Page and Item 4(c) (ii) above. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 6, 1997 Kenneth J. Schultz KENNETH J. SCHULTZ Following is the text of the initial Information Statement on Schedule 13G, filed in paper format on March 20, 1995, to which this Amendment No. 1 relates. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______)* ELECTRONIC FAB TECHNOLOGY CORP. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 28570P 10 5 (CUSIP Number) Check the following box if a fee is being paid with this statement x. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 910734 10 2 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenneth J. Schultz 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 217,800 6 SHARED VOTING POWER 7 SOLE DISPOSITIVE POWER 217,800 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 217,800 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Item 1. (a) Name of Issuer Electronic Fab Technology Corp. (b) Address of Issuer's Principal Executive Offices 7251 West 4th Street Greeley, Colorado 80634-9763 Item 2. (a) Name of Person Filing Kenneth J. Schultz (b) Address of Principal Business Office or, if none, Residence c/o Electronic Fab Technology Corp. 7251 West 4th Street Greeley, CO 80634-9763 (c) Citizenship See Item 4 of Cover Page (d) Title of Class of Securities Common stock, par value $.01 per share (e) CUSIP Number 28570P 10 5 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a : (a) Broker or Dealer registered under Section 15 of the Act (b) Bank as defined in section 3(a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act (e) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec. 240.13d-1(b)(ii)(F) (g) Parent Holding Company, in accordance with Sec. 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned See Item 9 of Cover Page (b) Percent of Class See Item 11 of Cover Page (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of Cover Page (ii) shared power to vote or to direct the vote See Item 6 of Cover Page (iii) sole power to dispose or to direct the disposition of See Item 7 of Cover Page (iv) shared power to dispose or to direct the disposition of See Item 8 of Cover Page Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 14, 1995 Kenneth J. Schultz KENNETH J. SCHULTZ -----END PRIVACY-ENHANCED MESSAGE-----