-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5ibxHdWcbufiLchH8mGuBSNmb4IRpiZRk7EyDqa5XvCDTb4HiFu6FdxMjrpj9pK guUERrQdjSzD6HqopuZ8+A== 0001047469-99-011012.txt : 19990325 0001047469-99-011012.hdr.sgml : 19990325 ACCESSION NUMBER: 0001047469-99-011012 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990324 GROUP MEMBERS: CASTELLO BERNADETTE C GROUP MEMBERS: KIM O. JONES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FORECROSS CORP CENTRAL INDEX KEY: 0000916513 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942823882 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55159 FILM NUMBER: 99571137 BUSINESS ADDRESS: STREET 1: 90 NEW MONGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4155431515 MAIL ADDRESS: STREET 1: 90 NEW MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASTELLO BERNADETTE C CENTRAL INDEX KEY: 0001077875 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: FORECROSS CORP STREET 2: 90 NEW MONTEOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4155431515 MAIL ADDRESS: STREET 1: FORECROSS CORP STREET 2: 90 NEW MONTEOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SC 13G/A 1 SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B)(C), AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (Amendment No. 1) FORECROSS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 34545C - -------------------------------------------------------------------------------- (CUSIP Number) (Title of Class of Securities) June 15, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) CUSIP No. 34545C Page 2 of 8 Pages (1) Names of Reporting Persons Kim O. Jones -------------------------------------------- Identification Nos. of Above Persons (Entities Only) ------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A (3) SEC Use Only ---------------------------------------------------------- (4) Citizenship or Place of Organization U.S.A. ---------------------------------- Number of (5) Sole Voting Power 2,168,344(1) Shares Bene- ------------------- ficially (6) Shared Voting Power -0- Owned by ------------------- Each Report- (7) Sole Dispositive Power 2,168,344(1) ing Person ------------------- With (8) Shared Dispositive Power -0- ------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,168,344(1) -------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row (9) 18.43%(2) ------------------- (12) Type of Reporting Person (See Instructions) IN ------------------------- (1) Includes 250,000 shares underlying stock options which are exercisable as of September 30, 1998. (2) Calculated on the basis of 11,763,612 shares of common stock of Issuer outstanding as of December 31, 1998. CUSIP No. 34545C Page 3 of 8 Pages (1) Names of Reporting Persons Bernadette C. Castello -------------------------------------------- Identification Nos. of Above Persons (Entities Only) ------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A (3) SEC Use Only ---------------------------------------------------------- (4) Citizenship or Place of Organization U.S.A. ---------------------------------- Number of (5) Sole Voting Power 2,173,944(1) Shares Bene- ------------------- ficially (6) Shared Voting Power -0- Owned by ------------------- Each Report- (7) Sole Dispositive Power 2,173,944(1) ing Person ------------------- With (8) Shared Dispositive Power -0- ------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,173,944(1) -------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row (9) 18.48%(2) ------------------- (12) Type of Reporting Person (See Instructions) IN ------------------------- (1) Includes 250,000 shares subject to stock options which are exercisable as of September 30, 1998. (2) Calculated on the basis of 11,763,612 shares of common stock of Issuer outstanding as of December 31, 1998. CUSIP No. 34545C Page 4 of 8 Pages ITEM 1(A). NAME OF ISSUER: FORECROSS CORPORATION ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 90 New Montgomery Street San Francisco, CA 94105 ITEM 2(A). NAME OF PERSONS FILING: (i) Kim O. Jones (ii) Bernadette C. Castello ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: (I) KIM O. JONES: 90 New Montgomery Street San Francisco, CA 94105 (II) BERNADETTE C. CASTELLO: 90 New Montgomery Street San Francisco, CA 94105 ITEM 2(C). CITIZENSHIP: (I) KIM O. JONES: U.S.A. (II) BERNADETTE C. CASTELLO: U.S.A. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, no par value per share ITEM 2(E). CUSIP NUMBER: 34545C CUSIP No. 34545C Page 5 of 8 Pages ITEM IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C) IDENTIFY THE STATUS OF THE PERSON FILING. Not applicable. ITEM 4. OWNERSHIP. I. KIM O. JONES: (a) Amount Beneficially Owned: 2,168,344(1) SHARES -------------------- (b) Percentage of Class: 18.43%(2) -------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,168,344(1) ----------------- (ii) shared power to vote or to direct the vote -0- ----------------- (iii) sole power to dispose or to direct the disposition of 2,168,344(1) ----------------- (iv) shared power to dispose or to direct the disposition of -0- ----------------- II. BERNADETTE C. CASTELLO: (a) Aggregate Number: 2,173,944(1) SHARES ------------------- (b) Percentage of Class: 18.48%(2) -------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,173,944(1) ----------------- (ii) shared power to vote or to direct the vote -0- ----------------- (iii) sole power to dispose or to direct the disposition of 2,173,944(1) ----------------- (iv) shared power to dispose or to direct the disposition of -0- ----------------- (1) Includes 250,000 shares subject to stock options which are exercisable as of September 30, 1998. (2) Calculated on the basis of 11,763,612 shares of common stock of Issuer outstanding as of December 31, 1998. CUSIP No. 34545C Page 6 of 8 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 34545C Page 7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 15, 1999 /s/ Kim O. Jones ------------------------------- Kim O. Jones Chief Executive Officer, President, and Director March 15, 1999 /s/ Bernadette C. Castello ------------------------------- Bernadette C. Castello Senior Vice President and Chief Financial Officer CUSIP No. 34545C Page 8 of 8 Pages CONSENT TO JOINT FILING Kim O. Jones and Bernadette C. Castello hereby consent to the joint filing of this Schedule 13G with respect to the common stock of Forecross Corporation, and agree that this Schedule 13G is filed on behalf of each of them. March 15, 1999 /s/ Kim O. Jones ------------------------------- Kim O. Jones Chief Executive Officer, President, and Director March 15, 1999 /s/ Bernadette C. Castello ------------------------------- Bernadette C. Castello Senior Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----