0000916459-13-000044.txt : 20130318 0000916459-13-000044.hdr.sgml : 20130318 20130318151948 ACCESSION NUMBER: 0000916459-13-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZEWS CHARLES L CENTRAL INDEX KEY: 0001230604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13215 FILM NUMBER: 13697429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER DENVER INC CENTRAL INDEX KEY: 0000916459 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 760419383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 LIBERTY RIDGE DRIVE, SUITE 3000 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102492000 MAIL ADDRESS: STREET 1: 1500 LIBERTY RIDGE DRIVE, SUITE 3000 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: GARDNER DENVER MACHINERY INC DATE OF NAME CHANGE: 19931221 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-14 0000916459 GARDNER DENVER INC GDI 0001230604 SZEWS CHARLES L OSHKOSH CORPORATION 2307 OREGON STREET OSHKOSH WI 54902 1 0 0 0 Common Stock 2013-03-15 4 M 0 2800 48.84 A 8129 D Common Stock 2013-03-15 4 S 0 2800 74.9222 D 5329 D Nonemployee Director Stock Option (Right-to-buy) 48.84 2013-03-15 4 M 0 2800 0 D 2013-05-07 Common Stock 2800 0 D Phantom Stock Units 2013-03-14 4 A 0 6.3 70.8867 A Common Stock 6.3 8978.8 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.91 to $74.9345, inclusive. The reporting person undertakes to provide Gardner Denver, Inc., any security holder of Gardner Denver, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Options granted under the Company's Long-Term Incentive Plan, as amended, a Rule 16b-3 plan. Options vested in one installment on May 7, 2009. The security converts to common stock on a one-for-one basis. Each unit was credited for the dividend equivalent as of the dividend record date pursuant to the Company's Phantom Stock Plan for Outside Directors ("Phantom Plan"). The cash value of these units will be distributed to the director or beneficiary on the first day of the month following the date upon which the director ceases to be a director of the Company for any reason (unless otherwise elected by the director in accordance with the terms of the Phantom Plan). Cumulative phantom stock units accumulated by director during his Board tenure. Brent A. Walters, Attorney-in-fact for Charles L. Szews, pursuant to Power of Attorney dated November 13, 2009 and filed with the SEC on January 5, 2010. /s/ Brent A. Walters, Attorney-in-fact 2013-03-18