0001181431-13-048825.txt : 20130912 0001181431-13-048825.hdr.sgml : 20130912 20130912193546 ACCESSION NUMBER: 0001181431-13-048825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130910 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN J. STUART CENTRAL INDEX KEY: 0001425020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 131095102 MAIL ADDRESS: STREET 1: 591 REDWOOD HIGHWAY STREET 2: SUITE 3215 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 rrd390404.xml JSR CALPINE 9.12.13 X0306 4 2013-09-10 0 0000916457 CALPINE CORP CPN 0001425020 RYAN J. STUART 591 REDWOOD HIGHWAY, SUITE 3215 MILL VALLEY CA 94941 1 0 0 0 Common Stock 2013-09-10 4 S 0 10979900 18.92 D 32101660 I See Footnotes Represents shares sold by SPO Partners II, L.P. ("SPO Partners"), which sold 9,997,600 shares, SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), which sold 600,100 shares, and San Francisco Partners, L.P. ("SF Partners"), which sold 382,200 shares. The price for the sales on 9/10/13, reported in Line 1 above, was $18.92. These shares may have been deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR") and his investment vehicle, Rydout LLC ("Rydout"), solely in his advisory capacity to SPO Corp., with respect to investments by SPO Partners, SF Partners, and SPO Co-Invest in securities of Calpine Corporation. 5,029 shares of common stock and 38,623 restricted stock units are owned by JSR. Additionally, 29,189,712 shares of the Issuer's common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), Edward H. McDermott ("EHM") and Eli J. Weinberg ("EJW"), the three controlling persons of SPO Corp. Additionally, 1,116,096 shares of the Issuer's common stock are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, EHM and EJW, the three controlling persons of SPO Corp. Additionally, 1,752,200 shares of the Issuer's common stock are owned directly by SPO Co-Invest, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS, EHM and EJW, the three controlling persons of SPO Corp. Additionally, these shares may be deemed to be indirectly beneficially owned by JSR and his investment vehicle, Rydout, solely in his advisory capacity to SPO Corp., with respect to investments by SPO Partners, SF Partners, and SPO Co-Invest in securities of Calpine Corporation. Kim M. Silva 2013-09-12