0001181431-11-047765.txt : 20110901
0001181431-11-047765.hdr.sgml : 20110901
20110901200001
ACCESSION NUMBER: 0001181431-11-047765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110825
FILED AS OF DATE: 20110901
DATE AS OF CHANGE: 20110901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138308775
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Luminus Energy Partners Master Fund, Ltd.
CENTRAL INDEX KEY: 0001405850
STATE OF INCORPORATION: D0
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 111072053
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 615-3450
MAIL ADDRESS:
STREET 1: 1700 BROADWAY, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd321191.xml
LUMINUS ENERGY PARTNERS MASTER FUND, LTD. - FORM 4 - 08/25/2011
X0304
4
2011-08-25
0
0000916457
CALPINE CORP
CPN
0001405850
Luminus Energy Partners Master Fund, Ltd.
1700 BROADWAY
38TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2011-08-25
4
J
0
2956
0.00
A
8823964
D
Common Stock
2011-08-26
4
J
0
195126
0.00
A
9019090
D
The Reporting Person received the shares reported herein pursuant to a previously negotiated agreement with LSP Cal Holdings II, LLC ("Cal II"). Under the agreement, Cal II agreed to transfer a percentage of the shares it received in connection with the Issuer's Sixth Amended Joint Plan of Reorganization to the Reporting Person.
The Reporting Person received the shares reported herein in exchange for escrow bonds held by the Reporting Person in connection with the Issuer's Sixth Amended Joint Plan of Reorganization (the "Plan"), which was approved by the U.S. Bankruptcy Court for the Southern District of New York and became effective on January 31, 2008.
Luminus Management, LLC is the manager of Luminus Energy Fund. Due to its relationship with Luminus Energy Fund, Luminus Management, LLC may be deemed to have shared voting and investment power with respect to the shares owned by Luminus Energy Fund. As such, Luminus Management, LLC may be deemed to have shared beneficial ownership of the shares of which Luminus Energy Fund is the owner. Luminus Management, LLC however, disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008, as last amended on August 22, 2011.
By: Luminus Management, LLC, Its Investment Manager, By Jonathan Barrett, President
2011-09-01