-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FOr72TnN1F7XPrRbvml1MLnh2kXQHsoluKxY0WJ6/34+Gq2k384P2uhzMzXIVuGZ 1sq8FR2/i5veerGJ3HWuNQ== 0001181431-09-016522.txt : 20090319 0001181431-09-016522.hdr.sgml : 20090319 20090319173801 ACCESSION NUMBER: 0001181431-09-016522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090317 FILED AS OF DATE: 20090319 DATE AS OF CHANGE: 20090319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LSP Cal Holdings II, LLC CENTRAL INDEX KEY: 0001427472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 09694135 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (732) 249-6750 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd237795.xml 4 X0303 4 2009-03-17 0 0000916457 CALPINE CORP CPN 0001427472 LSP Cal Holdings II, LLC 1700 BROADWAY 35TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2009-03-17 4 P 0 45000 5.89 A 18435983 D Common Stock 2009-03-18 4 P 0 45000 5.95 A 18480983 D Common Stock 2009-03-19 4 P 0 22500 6.22 A 18503483 D Common Stock 2009-03-19 4 P 0 22500 6.23 A 18525983 D Exclusive of brokerage fees and commissions. LS Power Equity Partners II, L.P.("LSPEP II") is the Managing Member of LSP Cal Holdings II, LLC ("LSP Cal II"). Due to its relationship with LSP Cal II, LSPEP II may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal II. As such, LSPEP II may be deemed to have shared beneficial ownership of the shares of which LSP Cal II is the owner. LSPEP II however, disclaims beneficial ownership of such shares except to the extent of tis pecuniary interest therein. LS Power Partners II, L.P. ("Partners II") is the general partner of each of LSPEP II and LS Power Equity Partners II PIE, L.P. ("PIE II"). PIE II owns 100% of LSP Cal EB II, Ltd. ("LSP EB II"). LSPEP II, PIE II and LSP EB II are together the members of LSP Cal II. Due to its relationship with LSP Cal II, Partners II may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal II. As such, Partners II may be deemed to have shared beneficial ownership of the shares of which LSP Cal II is the owner. Partners II, however, disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008. /s/James Bartlett as attorney-in-fact 2009-03-19 -----END PRIVACY-ENHANCED MESSAGE-----