0001140361-17-009682.txt : 20170228 0001140361-17-009682.hdr.sgml : 20170228 20170228164525 ACCESSION NUMBER: 0001140361-17-009682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170226 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novotny Andrew R. CENTRAL INDEX KEY: 0001697866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 17648465 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2017-02-26 0 0000916457 CALPINE CORP CPN 0001697866 Novotny Andrew R. 717 TEXAS AVENUE SUITE 1000 HOUSTON TX 77002 0 1 0 0 SVP of Commercial Operations Common Stock, par value $0.001 per share 2017-02-26 4 F 0 2732 11.76 D 52663 D Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 26, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. Closing market price of the Company common stock on Friday, February 24, 2017, representing the closing price per share on the day immediately preceding the Sunday, February 26, 2017 vesting date, on which the New York Stock Exchange was open for trading, as provided under the Equity Plan. /s/ W. Thaddeus Miller by Power of Attorney 2017-02-28