0001140361-17-009682.txt : 20170228
0001140361-17-009682.hdr.sgml : 20170228
20170228164525
ACCESSION NUMBER: 0001140361-17-009682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170226
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Novotny Andrew R.
CENTRAL INDEX KEY: 0001697866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 17648465
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2017-02-26
0
0000916457
CALPINE CORP
CPN
0001697866
Novotny Andrew R.
717 TEXAS AVENUE
SUITE 1000
HOUSTON
TX
77002
0
1
0
0
SVP of Commercial Operations
Common Stock, par value $0.001 per share
2017-02-26
4
F
0
2732
11.76
D
52663
D
Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 26, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
Closing market price of the Company common stock on Friday, February 24, 2017, representing the closing price per share on the day immediately preceding the Sunday, February 26, 2017 vesting date, on which the New York Stock Exchange was open for trading, as provided under the Equity Plan.
/s/ W. Thaddeus Miller by Power of Attorney
2017-02-28