0001140361-17-008191.txt : 20170217
0001140361-17-008191.hdr.sgml : 20170217
20170217191615
ACCESSION NUMBER: 0001140361-17-008191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER W. THADDEUS
CENTRAL INDEX KEY: 0001442784
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 17622975
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2017-02-15
0
0000916457
CALPINE CORP
CPN
0001442784
MILLER W. THADDEUS
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE 1000
HOUSTON
TX
77002
0
1
0
0
EVP, Chief Legal Officer & Sec
Employee Stock Option (right to buy)
11.69
2017-02-15
4
A
0
146996
0
A
2027-02-15
Common Stock
146996
146996
D
Performance Stock Units
0
2017-02-15
4
A
0
47520
0
A
Common Stock
47520
47520
D
Granted pursuant to Calpine Corporation's (the "Company") Amended and Restated 2008 Equity Plan.
The option vests 100% on December 31, 2017.
The number of performance share units ("PSUs") reported represents the "target" number of PSUs that may be earned. Each PSU represents a contingent right to receive 0-150% of the target award. PSUs will vest and be paid in cash (in an amount equal to the product of the number of earned PSUs multiplied by the fair market value of one share of common stock of the Company as of the last trading day of the performance cycle) upon achievement of the specified thresholds of the Company's total shareholder return over the three-year performance period of January 1, 2017 through December 31, 2019, following the Compensation Committee's certification of performance as soon as practicable following completion of the performance period.
/s/ W. Thaddeus Miller
2017-02-17