0001140361-16-068322.txt : 20160602
0001140361-16-068322.hdr.sgml : 20160602
20160602171624
ACCESSION NUMBER: 0001140361-16-068322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160531
FILED AS OF DATE: 20160602
DATE AS OF CHANGE: 20160602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fusco Jack A
CENTRAL INDEX KEY: 0001425785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 161693386
MAIL ADDRESS:
STREET 1: C/O FOSTER WHEELER LTD.
STREET 2: PERRYVILLE CORPORATE PARK
CITY: CLINTON
STATE: NJ
ZIP: 08809
4
1
doc1.xml
FORM 4
X0306
4
2016-05-31
0
0000916457
CALPINE CORP
CPN
0001425785
Fusco Jack A
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE. 1000
HOUSTON
TX
77002
1
0
0
0
Common Stock, par value $0.001 per share
2016-05-31
4
S
0
134000
14.78
D
852525
D
Common Stock, par value $0.001 per share
2016-05-31
4
S
0
101000
14.77
D
399000
I
Fusco Energy Investment LLP
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. Mr. Fusco has become CEO of another company with which he entered into an employment agreement pursuant to which he is obligated to purchase $10 million worth of shares by December 31, 2016.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 per share to $14.94 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 per share to $14.93 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
/s/ W. Thaddeus Miller by Power of Attorney
2016-06-02