0001140361-16-055505.txt : 20160229 0001140361-16-055505.hdr.sgml : 20160229 20160229162405 ACCESSION NUMBER: 0001140361-16-055505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Thad CENTRAL INDEX KEY: 0001351761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 161468088 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2016-02-26 0 0000916457 CALPINE CORP CPN 0001351761 Hill Thad CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 1 0 0 President & Chief Exec.Officer Common Stock, par value $0.001 per share 2016-02-26 4 F 0 10368 12.37 D 632840 D Common Stock, par value $0.001 per share 2016-02-28 4 F 0 3409 12.37 D 629431 D Represents shares withheld by Calpine Corporation (the " Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on Friday, February 26, 2016 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. Closing market price per share of the Company common stock on the transaction date. Represents shares withheld by the Company at the reporting person's request, as permitted under the Company's Equity Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on Sunday, February 28, 2016 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. Closing market price per share of the Company common stock on Friday, February 26, 2016, the first day on which the New York Stock Exchange was open for trading immediately preceding the Sunday, February 28, 2016 vesting date, as provided under the Equity Plan. /s/ W. Thaddeus Miller by Power of Attorney 2016-02-29