0001140361-16-055505.txt : 20160229
0001140361-16-055505.hdr.sgml : 20160229
20160229162405
ACCESSION NUMBER: 0001140361-16-055505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Thad
CENTRAL INDEX KEY: 0001351761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 161468088
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2016-02-26
0
0000916457
CALPINE CORP
CPN
0001351761
Hill Thad
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE 1000
HOUSTON
TX
77002
1
1
0
0
President & Chief Exec.Officer
Common Stock, par value $0.001 per share
2016-02-26
4
F
0
10368
12.37
D
632840
D
Common Stock, par value $0.001 per share
2016-02-28
4
F
0
3409
12.37
D
629431
D
Represents shares withheld by Calpine Corporation (the " Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on Friday, February 26, 2016 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
Closing market price per share of the Company common stock on the transaction date.
Represents shares withheld by the Company at the reporting person's request, as permitted under the Company's Equity Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on Sunday, February 28, 2016 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
Closing market price per share of the Company common stock on Friday, February 26, 2016, the first day on which the New York Stock Exchange was open for trading immediately preceding the Sunday, February 28, 2016 vesting date, as provided under the Equity Plan.
/s/ W. Thaddeus Miller by Power of Attorney
2016-02-29