0001140361-15-028764.txt : 20150727 0001140361-15-028764.hdr.sgml : 20150727 20150727185524 ACCESSION NUMBER: 0001140361-15-028764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150723 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Thad CENTRAL INDEX KEY: 0001351761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 151007979 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2015-07-23 0 0000916457 CALPINE CORP CPN 0001351761 Hill Thad CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 1 0 0 President & Chief Exec.Officer Common Stock, par value $0.001 per share 2015-07-23 4 M 0 5384 12.64 A 500140 D Common Stock, par value $0.001 per share 2015-07-23 4 F 0 4601 16.87 D 495539 D Common Stock, par value $0.001 per share 2015-07-24 4 M 0 20000 12.64 A 515539 D Common Stock, par value $0.001 per share 2015-07-24 4 F 0 17226 16.61 D 498313 D Common Stock, par value $0.001 per share 2015-07-27 4 M 0 3077 12.64 A 501390 D Common Stock, par value $0.001 per share 2015-07-27 4 F 0 2654 16.57 D 498736 D Employee Stock Option (right to buy) 12.64 2015-07-23 4 M 0 5384 0 D 2013-08-11 2015-09-01 Common Stock, par value $0.001 per share 5384 82308 D Employee Stock Option (right to buy) 12.64 2015-07-24 4 M 0 20000 0 D 2013-08-11 2015-09-01 Common Stock, par value $0.001 per share 20000 62308 D Employee Stock Option (right to buy) 12.64 2015-07-27 4 M 0 3077 0 D 2013-08-11 2015-09-01 Common Stock, par value $0.001 per share 3077 59231 D Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 4,601 shares were withheld by Calpine Corporation (the "Company") for payment of the exercise price and applicable taxes, and the net exercise resulted in 783 shares being issued by the Company to the reporting person. Closing market price of the Company common stock on the transaction date. Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 17,226 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 2,774 shares being issued by the Company to the reporting person. Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 2,654 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 423 shares being issued by the Company to the reporting person. /s/ W. Thaddeus Miller by Power of Attorney 2015-07-27