0001140361-15-028764.txt : 20150727
0001140361-15-028764.hdr.sgml : 20150727
20150727185524
ACCESSION NUMBER: 0001140361-15-028764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Thad
CENTRAL INDEX KEY: 0001351761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 151007979
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2015-07-23
0
0000916457
CALPINE CORP
CPN
0001351761
Hill Thad
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE 1000
HOUSTON
TX
77002
1
1
0
0
President & Chief Exec.Officer
Common Stock, par value $0.001 per share
2015-07-23
4
M
0
5384
12.64
A
500140
D
Common Stock, par value $0.001 per share
2015-07-23
4
F
0
4601
16.87
D
495539
D
Common Stock, par value $0.001 per share
2015-07-24
4
M
0
20000
12.64
A
515539
D
Common Stock, par value $0.001 per share
2015-07-24
4
F
0
17226
16.61
D
498313
D
Common Stock, par value $0.001 per share
2015-07-27
4
M
0
3077
12.64
A
501390
D
Common Stock, par value $0.001 per share
2015-07-27
4
F
0
2654
16.57
D
498736
D
Employee Stock Option (right to buy)
12.64
2015-07-23
4
M
0
5384
0
D
2013-08-11
2015-09-01
Common Stock, par value $0.001 per share
5384
82308
D
Employee Stock Option (right to buy)
12.64
2015-07-24
4
M
0
20000
0
D
2013-08-11
2015-09-01
Common Stock, par value $0.001 per share
20000
62308
D
Employee Stock Option (right to buy)
12.64
2015-07-27
4
M
0
3077
0
D
2013-08-11
2015-09-01
Common Stock, par value $0.001 per share
3077
59231
D
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 4,601 shares were withheld by Calpine Corporation (the "Company") for payment of the exercise price and applicable taxes, and the net exercise resulted in 783 shares being issued by the Company to the reporting person.
Closing market price of the Company common stock on the transaction date.
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 17,226 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 2,774 shares being issued by the Company to the reporting person.
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 2,654 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 423 shares being issued by the Company to the reporting person.
/s/ W. Thaddeus Miller by Power of Attorney
2015-07-27