0001140361-15-026967.txt : 20150707 0001140361-15-026967.hdr.sgml : 20150707 20150707180735 ACCESSION NUMBER: 0001140361-15-026967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150702 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Thad CENTRAL INDEX KEY: 0001351761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 15977447 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2015-07-02 0 0000916457 CALPINE CORP CPN 0001351761 Hill Thad CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 1 0 0 President & Chief Exec.Officer Common Stock, par value $0.001 per share 2015-07-02 4 M 0 10000 12.64 A 495616 D Common Stock, par value $0.001 per share 2015-07-02 4 F 0 8369 17.58 D 487247 D Employee Stock Option (right to buy) 12.64 2015-07-02 4 M 0 10000 0 D 2013-08-11 2015-09-01 Common Stock, par value $0.001 per share 10000 136923 D Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 8,369 shares were withheld by Calpine Corporation (the "Company") for payment of the exercise price and applicable taxes, and the net exercise resulted in 1,631 shares being issued by the Company to the reporting person. Closing market price of the Company common stock on the transaction date. /s/ W. Thaddeus Miller by Power of Attorney 2015-07-07