0001140361-15-020500.txt : 20150515
0001140361-15-020500.hdr.sgml : 20150515
20150515180636
ACCESSION NUMBER: 0001140361-15-020500
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150513
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRITT DAVID C
CENTRAL INDEX KEY: 0001254013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 15871284
MAIL ADDRESS:
STREET 1: CHARTER COMMUNICATIONS INC
STREET 2: 12405 POWERSCOURT DRIVE
CITY: ST LOUIS
STATE: MO
ZIP: 63131
4
1
doc1.xml
FORM 4
X0306
4
2015-05-13
0
0000916457
CALPINE CORP
CPN
0001254013
MERRITT DAVID C
C/O CALPINE CORPORATION
717 TEXAS AVENUE, STE. 1000
HOUSTON
TX
77002
1
0
0
0
Common Stock, par value $0.001 per share
2015-05-13
4
A
0
4837
0.00
A
20620
D
Common Stock, par value $0.001 per share
24000
I
By David C. Merritt Defined Benefit Plan & Trust
Represents award of restricted stock units pursuant to Calpine Corporation's Amended and Restated 2008 Director Incentive Plan. The awards vest on the earlier to occur of (i) the first anniversary of the grant date or (ii) the day immediately preceding the date of the 2016 annual meeting of stockholders. The vested shares will be issued and delivered to the reporting person on the earliest to occur of (i) the reporting person's elected distribution date, (ii) the consummation of a change in control, or (iii) upon termination of service on the board of directors. Each restricted stock unit represents a contingent right to receive one share of Calpine Corporation common stock. The restricted stock units are settled solely in common stock.
/s/ W. Thaddeus Miller, as Attorney-in-Fact
2015-05-15