0001140361-13-047366.txt : 20131223 0001140361-13-047366.hdr.sgml : 20131223 20131223162242 ACCESSION NUMBER: 0001140361-13-047366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131223 DATE AS OF CHANGE: 20131223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Thad CENTRAL INDEX KEY: 0001351761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 131295043 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2013-12-23 0 0000916457 CALPINE CORP CPN 0001351761 Hill Thad CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 0 1 0 0 President & Chief Oper.Officer Common Stock, par value $0.001 per share 2013-12-23 4 F 0 10350 19.13 D 295901 D Represents shares withheld by Calpine Corporation (the "Company"), at the reporting person's request, as permitted under the Calpine Corporation 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on Saturday, December 21, 2013 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. Closing market price of the Company common stock on Friday, December 20, 2013, representing the closing price per share on the day immediately preceding the Saturday, December 21, 2013 vesting date, the next immediately preceding day on which the New York Stock Exchange was open for trading, as provided under the Equity Plan. /s/ W. Thaddeus Miller by Power of Attorney 2013-12-23