0001140361-13-035901.txt : 20130913 0001140361-13-035901.hdr.sgml : 20130913 20130913160328 ACCESSION NUMBER: 0001140361-13-035901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130911 FILED AS OF DATE: 20130913 DATE AS OF CHANGE: 20130913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fusco Jack A CENTRAL INDEX KEY: 0001425785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 131096426 MAIL ADDRESS: STREET 1: C/O FOSTER WHEELER LTD. STREET 2: PERRYVILLE CORPORATE PARK CITY: CLINTON STATE: NJ ZIP: 08809 4 1 doc1.xml FORM 4 X0306 4 2013-09-11 0 0000916457 CALPINE CORP CPN 0001425785 Fusco Jack A CALPINE CORPORATION 717 TEXAS AVENUE, SUITE. 1000 HOUSTON TX 77002 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2013-09-11 4 M 0 13847 12.64 A 690766 D Common Stock, par value $0.001 per share 2013-09-11 4 F 0 11246 18.69 D 679520 D Common Stock, par value $0.001 per share 500000 I Fusco Energy Investment LLP Employee Stock Option (right to buy) 12.64 2013-09-11 4 M 0 13847 0 D 2013-08-10 2015-08-10 Common Stock, par value $0.001 per share 13847 444615 D Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 11,246 shares were withheld by Calpine Corporation (the "Company") for payment of the exercise price and applicable taxes, and the net exercise resulted in 2,601 shares being issued by the Company to the reporting person. Closing market price of the Company common stock on the transaction date. /s/ W. Thaddeus Miller by Power of Attorney 2013-09-13