0001140361-13-033420.txt : 20130816
0001140361-13-033420.hdr.sgml : 20130816
20130816190743
ACCESSION NUMBER: 0001140361-13-033420
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130814
FILED AS OF DATE: 20130816
DATE AS OF CHANGE: 20130816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fusco Jack A
CENTRAL INDEX KEY: 0001425785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 131046577
MAIL ADDRESS:
STREET 1: C/O FOSTER WHEELER LTD.
STREET 2: PERRYVILLE CORPORATE PARK
CITY: CLINTON
STATE: NJ
ZIP: 08809
4
1
doc1.xml
FORM 4
X0306
4
2013-08-14
0
0000916457
CALPINE CORP
CPN
0001425785
Fusco Jack A
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE. 1000
HOUSTON
TX
77002
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2013-08-14
4
M
0
1283077
12.64
A
1695341
D
Common Stock, par value $0.001 per share
2013-08-14
4
F
0
1029619
19.16
D
665722
D
Common Stock, par value $0.001 per share
2013-08-15
4
M
0
20000
12.64
A
685722
D
Common Stock, par value $0.001 per share
2013-08-15
4
F
0
16102
19.03
D
669620
D
Common Stock, par value $0.001 per share
2013-08-16
4
M
0
38461
12.64
A
708081
D
Common Stock, par value $0.001 per share
2013-08-16
4
F
0
31162
18.78
D
676919
D
Common Stock, par value $0.001 per share
500000
I
Fusco Energy Investment LLP
Employee Stock Option (right to buy)
12.64
2013-08-14
4
M
0
1283077
0
D
2013-08-10
2015-08-10
Common Stock, par value $0.001 per share
1283077
516923
D
Employee Stock Option (right to buy)
12.64
2013-08-15
4
M
0
20000
0
D
2013-08-10
2015-08-10
Common Stock, par value $0.001 per share
20000
496923
D
Employee Stock Option (right to buy)
12.64
2013-08-16
4
M
0
38461
0
D
2013-08-10
2015-08-10
Common Stock, par value $0.001 per share
38461
458462
D
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 1,029,619 shares were withheld by Issuer for payment of the exercise price and applicable taxes, and the net exercise resulted in 253,458 shares being issued by the Company to the reporting person.
Closing market price of Calpine Corporation common stock on the respective transaction date.
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 16,102 shares were withheld by Issuer for payment of the exercise price and applicable taxes, and the net exercise resulted in 3,898 shares being issued by the Company to the reporting person.
Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 31,162 shares were withheld by Issuer for payment of the exercise price and applicable taxes, and the net exercise resulted in 7,299 shares being issued by the Company to the reporting person.
/s/ W. Thaddeus Miller by Power of Attorney
2013-08-16