-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mm28IpkXZVgEFdFssUROU0B9/hYGw2qTmQj1PN2IAjMxv6OdvR4Pzak6E83r7nUe Du+phRJC8uL/FH8/A11dmA== 0001140361-09-002807.txt : 20090205 0001140361-09-002807.hdr.sgml : 20090205 20090205114138 ACCESSION NUMBER: 0001140361-09-002807 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080811 FILED AS OF DATE: 20090205 DATE AS OF CHANGE: 20090205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER W. THADDEUS CENTRAL INDEX KEY: 0001442784 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 09570629 BUSINESS ADDRESS: BUSINESS PHONE: 713-830-2000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 3/A 1 doc1.xml FORM 3/A X0203 3/A 2008-08-11 2008-08-13 0 0000916457 CALPINE CORP CPN 0001442784 MILLER W. THADDEUS CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 0 1 0 0 EVP & CHIEF LEGAL OFFICER Common stock 1083 D This amendment on Form 3 is being filed solely to add this line of ownership information. The common stock reported represents shares issued pursuant to the Issuer's Plan of Reorganization in respect of a claim related to $22,000 principal amount of the Issuer's 4.75% Contingent Convertible Senior Notes due 2023. In accordance with the Issuer's Plan of Reorganization, such convertible notes were terminated on January 31, 2008. It is possible that additional shares of common stock may be payable in respect of claims relating to such convertible notes pursuant to the Plan of Reorganization. These shares were also omitted from the Forms 4 and 4/A filed by the reporting person after his original Form 3 was filed through the date of this Form 3/A. W. Thaddeus Miller 2009-02-05 -----END PRIVACY-ENHANCED MESSAGE-----