0000916457-18-000123.txt : 20180312
0000916457-18-000123.hdr.sgml : 20180312
20180312163944
ACCESSION NUMBER: 0000916457-18-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fusco Jack A
CENTRAL INDEX KEY: 0001425785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 18683874
MAIL ADDRESS:
STREET 1: C/O FOSTER WHEELER LTD.
STREET 2: PERRYVILLE CORPORATE PARK
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
wf-form4_152088717088673.xml
FORM 4
X0306
4
2018-03-08
1
0000916457
CALPINE CORP
CPN
0001425785
Fusco Jack A
CALPINE CORPORATION
717 TEXAS AVENUE, SUITE 1000
HOUSTON
TX
77002
1
0
0
0
Common Stock, par value $0.001 per share
2018-03-08
4
D
0
8410
D
0
D
Employee Stock Option (right to buy)
9.49
2018-03-08
4
D
0
300000
D
2012-05-09
2019-05-09
Common Stock, par value $0.001 per share
300000.0
0
D
On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest.
This derivative security was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the difference between the exercise price and $15.25.
/s/ W. Thaddeus Miller by Power of Attorney
2018-03-12