0000916457-18-000122.txt : 20180312 0000916457-18-000122.hdr.sgml : 20180312 20180312163741 ACCESSION NUMBER: 0000916457-18-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFMANN MICHAEL WILLIAM CENTRAL INDEX KEY: 0001572855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 18683850 MAIL ADDRESS: STREET 1: 717 TEXAS AVNEUE, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_152088704784869.xml FORM 4 X0306 4 2018-03-08 1 0000916457 CALPINE CORP CPN 0001572855 HOFMANN MICHAEL WILLIAM CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 0 0 0 Common Stock, par value $0.001 per share 2018-03-08 4 D 0 28714 D 0 D Common Stock, par value $0.001 per share 2018-03-08 4 D 0 20000 D 0 I By Michael W. and Lisa S. Hofmann Revocable Trust On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest. The Reporting Person's Form 4 dated February 24, 2016 inadvertently designated these shares as held directly. /s/ W. Thaddeus Miler by Power of Attorney 2018-03-12