Delaware | 77-0212977 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
717 Texas Avenue. Suite 1000, Houston, Texas 77002 (Address of Principal Executive Offices and Zip Code) |
Calpine Corporation 2017 Equity Incentive Plan |
Calpine Corporation 2017 Equity Compensation Plan for Non-Employee Directors |
Calpine Corporation 2008 Director Incentive Plan |
Calpine Corporation 2008 Equity Incentive Plan |
1996 Stock Incentive Plan |
2000 Employee Stock Purchase Plan |
Calpine Corporation Retirement Savings Plan |
Encal Energy Ltd. Fifth Amended and Restated Stock Option Plan |
Employee Stock Purchase Plan |
(Full title of the plan) |
Large accelerated filer | [X] | Accelerated filer | [ ] | |
Non-accelerated filer | [ ] | (Do not check if a smaller reporting company) | ||
Smaller reporting company | [ ] | |||
Emerging growth company | [ ] |
• | Registration Statement on Form S-8 filed on May 10, 2017 pertaining to registration of 23,000,000 shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2017 Equity Incentive Plan, and 300,000 shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2017 Equity Compensation Plan for Non-Employee Directors (File No. 333-217830); |
• | Registration Statement on Form S-8 filed on May 24, 2013, as amended by Post-Effective Amendment No.1, filed on May 10, 2017 pertaining to registration of 13,000,000 additional shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2008 Equity Incentive Plan (File No. 333-188863); |
• | Registration Statement on Form S-8 filed on May 21, 2010 pertaining to registration of 400,000 additional shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2008 Director Incentive Plan, and 12,700,000 additional shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2008 Equity Incentive Plan (File No. 333-167028); |
• | Registration Statement on Form S-8 filed on February 6, 2008, pertaining to registration of 167,000 shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2008 Director Incentive Plan and 14,833,000 shares of Common Stock, which were reserved for issuance under the Calpine Corporation 2008 Equity Incentive Plan (File No. 333-149074); |
• | Registration Statement on Form S-8 filed on July 19, 2004, pertaining to registration of 21,000,000 additional shares of Common Stock, which were reserved for issuance under the 1996 Stock Incentive Plan (File No. 333-117461); |
• | Registration Statement on Form S-8 filed on July 19, 2004, pertaining to registration of 16,000,000 additional shares of Common Stock, which were reserved for issuance under the 2000 Employee Stock Purchase Plan (File No. 333-117460); |
• | Registration Statement on Form S-8 filed on May 14, 2004, pertaining to registration of 10,000,000 additional shares of Common Stock, which were reserved for issuance under the Calpine Corporation Retirement Savings Plan (File No. 333-115487); |
• | Registration Statement on Form S-8 filed on July 1, 2003, pertaining to registration of 27,743,137 additional shares of Common Stock, which were reserved for issuance under the 1996 Stock Incentive Plan (File No. 333-106733); |
• | Registration Statement on Form S-8 filed on July 1, 2003, pertaining to registration of 8,000,000 additional shares of Common Stock, which were reserved for issuance under the 2000 Employee Stock Purchase Plan (File No. 333-106729); |
• | Registration Statement on Form S-8 filed on April 19, 2001, pertaining to registration of 879,947 shares of Common Stock, which were reserved for issuance under the Encal Energy Ltd. Fifth Amended and Restated Stock Option Plan (File No. 333-59200); |
• | Registration Statement on Form S-8 filed on May 18, 2000, pertaining to registration of 1,000,000 shares of Common Stock, which were reserved for issuance under the 2000 Employee Stock Purchase Plan (File No. 333-37366); |
• | Registration Statement on Form S-8 filed on April 4, 2000, as amended by Post-Effective Amendment No.1, filed on May 3, 2000 pertaining to registration of 750,000 shares of Common Stock, which were reserved for issuance under the Calpine Corporation Retirement Savings Plan (File No. 333-34002); and |
• | Registration Statement on Form S-8 filed on November 21, 1996, pertaining to registration of 4,041,858 shares of Common Stock and 4,041,858 options to purchase Common Stock, which were reserved for issuance under the 1996 |
CALPINE CORPORATION | ||
By: | /s/ ZAMIR RAUF | |
Name: Zamir Rauf Title: Executive Vice President and Chief Financial Officer |
Signature | Title of Capacities | Date | ||
/s/ JOHN B. (Thad) HILL | President, Chief Executive Officer and Director (principal executive officer) | March 7, 2018 | ||
John B. (Thad) Hill | ||||
/s/ ZAMIR RAUF | Executive Vice President and Chief Financial Officer (principal financial officer) | March 7, 2018 | ||
Zamir Rauf | ||||
/s/ JEFF KOSHKIN | Chief Accounting Officer (principal accounting officer) | March 7, 2018 | ||
Jeff Koshkin | ||||
Director | March 7, 2018 | |||
Mary L. Brlas | ||||
/s/ FRANK CASSIDY | Chairman | March 7, 2018 | ||
Frank Cassidy | ||||
/s/ JACK A. FUSCO | Director | March 7, 2018 | ||
Jack A. Fusco | ||||
/s/ MICHAEL W. HOFMANN | Director | March 7, 2018 | ||
Michael W. Hofmann | ||||
/s/ DAVID C. MERRITT | Director | March 7, 2018 | ||
David C. Merritt | ||||
/s/ W. BENJAMIN MORELAND | Director | March 7, 2018 | ||
W. Benjamin Moreland | ||||
/s/ ROBERT MOSBACHER, JR. | Director | March 7, 2018 | ||
Robert Mosbacher, Jr. | ||||
/s/ DENISE M. O'LEARY | Director | March 7, 2018 | ||
Denise M. O’Leary |