0000916457-17-000074.txt : 20170512 0000916457-17-000074.hdr.sgml : 20170512 20170512162243 ACCESSION NUMBER: 0000916457-17-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRITT DAVID C CENTRAL INDEX KEY: 0001254013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 17838966 MAIL ADDRESS: STREET 1: CHARTER COMMUNICATIONS INC STREET 2: 12405 POWERSCOURT DRIVE CITY: ST LOUIS STATE: MO ZIP: 63131 4 1 wf-form4_149462054820231.xml FORM 4 X0306 4 2017-05-10 0 0000916457 CALPINE CORP CPN 0001254013 MERRITT DAVID C CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 0 0 0 Common Stock, par value $0.001 per share 2017-05-10 4 A 0 8410 0 A 35683 D Common Stock, par value $0.001 per share 24000 I By David C. Merritt Defined Benefit Plan and Trust Represents award of restricted stock units pursuant to Calpine Corporation's Amended and Restated 2008 Director Incentive Plan. The award vests on the earlier to occur of (i) the first anniversary of the grant date or (ii) the day immediately preceding the date of the 2018 annual meeting of shareholders. The vested shares will be issued and delivered to the reporting person on the earliest to occur of (i) the reporting person's elected distribution date, (ii) the consummation of a change in control, or (iii) upon termination of service on the board of directors. Each restricted stock unit represents a contingent right to receive one share of Calpine Corporation common stock. The restricted stock units are settled solely in common stock. /s/ W. Thaddeus Miller by Power of Attorney 2017-05-12