0000916457-17-000058.txt : 20170510 0000916457-17-000058.hdr.sgml : 20170510 20170510164453 ACCESSION NUMBER: 0000916457-17-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER W. THADDEUS CENTRAL INDEX KEY: 0001442784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 17831110 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_149444907463249.xml FORM 4 X0306 4 2017-05-10 0 0000916457 CALPINE CORP CPN 0001442784 MILLER W. THADDEUS CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 0 1 0 0 EVP, CLO and Secretary Restricted Stock Units 0.0 2017-02-15 4 A 0 59622 0 A Common Stock, par value $0.001 per share 59622.0 59622 D Award of restricted stock units pursuant to Calpine Corporation's 2017 Equity Incentive Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the 2017 Equity Incentive Plan. The 2017 Equity Incentive Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date; provided however, that if Mr. Miller is employed by the Company through December 31, 2017, the award shall vest 100% as of such date. Vested shares will be delivered to the reporting person on the settlement date unless the Company elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. W. Thaddeus Miller 2017-05-10