0000916457-17-000020.txt : 20170404 0000916457-17-000020.hdr.sgml : 20170404 20170404170448 ACCESSION NUMBER: 0000916457-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES CHARLES M. CENTRAL INDEX KEY: 0001670135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 17739428 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_149133987394734.xml FORM 4 X0306 4 2017-04-01 0 0000916457 CALPINE CORP CPN 0001670135 GATES CHARLES M. CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 0 1 0 0 EVP, Power Operations Common Stock, par value $0.001 per share 2017-04-01 4 F 0 2722 11.05 D 27128 D Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on April 1, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. Closing market price of the Company common stock on Friday, March 31, 2017, representing the closing price per share on the day immediately preceding the Saturday, April 1, 2017 vesting date, on which the New York Stock Exchange was open for trading, as provided under the Equity Plan. /s/ W. Thaddeus Miller by Power of Attorney 2017-04-04