U-57 1 o9xx01.txt UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed Under Section 33(a) of the Public Utility Holding Company Act of 1935, as amended Saltend Cogeneration Company Limited ------------------------------------ (Name of foreign utility company) Calpine Corporation ------------------- (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: Ron Fischer James B. Vasile Associate General Counsel Davis Wright Tremaine LLP Calpine Corporation 1500 K Street, NW, Suite 450 50 West San Fernando Street Washington, DC 20005 San Jose, California 95113 202.508.6662 408.792.1222 Calpine Corporation ("Calpine"), a Delaware corporation, hereby notifies the Securities and Exchange Commission that Saltend Cogeneration Company Limited ("Saltend") is, and claims status as, a "foreign utility company" ("FUCO") within the meaning of Section 33 of the Public Utility Holding Company Act, as amended ("Act"). Item 1. Name, Business Address, Facilities and Ownership. The name and business address of the company claiming FUCO status is: Saltend Cogeneration Company Limited Saltend Energy Centre Hedon Road, Hull HU12 8GA United Kingdom On December 12, 1997, Entergy Power Development Corporation ("Entergy") filed a Form U-57 on behalf of Saltend with the Commission. Saltend was formed by Entergy to develop and own a 1,200 megawatt ("MW") (nominal) gas-fired, combined cycle electric generating facility to be located adjacent to a British Petroleum Company facility in the County of Hull, England (the "Saltend Energy Centre"). The Saltend Energy Centre entered commercial operations in November 2000. On August 24, 2001, Calpine completed the acquisition of the stock of Saltend from Entergy and thereby acquired ownership of the Saltend Energy Centre. The Saltend Energy Centre consists of three 400 MW (nominal) units, each of which includes an air intake system (including a high efficiency filter, pre-filter and silencer), compressor, combustion chambers, power turbine, exhaust system and all associated auxiliary plant and control systems. Calpine will assume operations of the Centre through an affiliate. No person, other than Calpine and its subsidiaries owns a 5% or more voting interest in Saltend. Item 2. Domestic Associate Public-Utility Companies of Saltend and Their Relationship to Saltend. None. EXHIBIT A. State Certification Not Applicable. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. CALPINE CORPORATION Date: August 31, 2001 By: /s/ Richard W. Haviland ----------------------- Richard W. Haviland Senior Vice President