0000916457-01-500033.txt : 20011009
0000916457-01-500033.hdr.sgml : 20011009
ACCESSION NUMBER: 0000916457-01-500033
CONFORMED SUBMISSION TYPE: U-57
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010928
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: U-57
SEC ACT: 1935 Act
SEC FILE NUMBER: 073-00211
FILM NUMBER: 1747587
BUSINESS ADDRESS:
STREET 1: 50 WEST SAN FERNANDO ST
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089955115
MAIL ADDRESS:
STREET 1: 50 W SAN FERNANDO
STREET 2: SUITE 500
CITY: SAN JOSE
STATE: CA
ZIP: 95113
U-57
1
o9xx01.txt
UNITED STATES OF AMERICA
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed Under Section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
Saltend Cogeneration Company Limited
------------------------------------
(Name of foreign utility company)
Calpine Corporation
-------------------
(Name of filing company, if filed on behalf of a foreign utility company)
The Commission is requested to mail copies of all communications relating
to this Notification to:
Ron Fischer James B. Vasile
Associate General Counsel Davis Wright Tremaine LLP
Calpine Corporation 1500 K Street, NW, Suite 450
50 West San Fernando Street Washington, DC 20005
San Jose, California 95113 202.508.6662
408.792.1222
Calpine Corporation ("Calpine"), a Delaware corporation, hereby notifies
the Securities and Exchange Commission that Saltend Cogeneration Company Limited
("Saltend") is, and claims status as, a "foreign utility company" ("FUCO")
within the meaning of Section 33 of the Public Utility Holding Company Act, as
amended ("Act").
Item 1. Name, Business Address, Facilities and Ownership.
The name and business address of the company claiming FUCO status is:
Saltend Cogeneration Company Limited
Saltend Energy Centre
Hedon Road, Hull
HU12 8GA
United Kingdom
On December 12, 1997, Entergy Power Development Corporation ("Entergy")
filed a Form U-57 on behalf of Saltend with the Commission. Saltend was formed
by Entergy to develop and own a 1,200 megawatt ("MW") (nominal) gas-fired,
combined cycle electric generating facility to be located adjacent to a British
Petroleum Company facility in the County of Hull, England (the "Saltend Energy
Centre"). The Saltend Energy Centre entered commercial operations in November
2000.
On August 24, 2001, Calpine completed the acquisition of the stock of
Saltend from Entergy and thereby acquired ownership of the Saltend Energy
Centre.
The Saltend Energy Centre consists of three 400 MW (nominal) units, each of
which includes an air intake system (including a high efficiency filter,
pre-filter and silencer), compressor, combustion chambers, power turbine,
exhaust system and all associated auxiliary plant and control systems. Calpine
will assume operations of the Centre through an affiliate.
No person, other than Calpine and its subsidiaries owns a 5% or more voting
interest in Saltend.
Item 2. Domestic Associate Public-Utility Companies of Saltend and Their
Relationship to Saltend.
None.
EXHIBIT A. State Certification
Not Applicable.
SIGNATURE
The undersigned company has duly caused this statement to be signed on its
behalf by the undersigned thereunto duly authorized.
CALPINE CORPORATION
Date: August 31, 2001 By: /s/ Richard W. Haviland
-----------------------
Richard W. Haviland
Senior Vice President