-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JebrcEa3saWp6Hv+kpn01ZQTIe7RW1gpz8KtfW/TG9Qnv8IYuBmv1QNHikLEUrVD X64FccTUq2JDoE0b89b8oQ== 0000891618-96-001863.txt : 19960928 0000891618-96-001863.hdr.sgml : 19960928 ACCESSION NUMBER: 0000891618-96-001863 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960820 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 770031605 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 96618251 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 8-A12B 1 FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CALPINE CORPORATION - ----------------------------------------------------------------------------- (Exact name of registrant as specified in charter) DELAWARE 77-0212977 - ------------------------------------------------- --------------------------- (State of incorporation or organization) (IRS Employer Identification No.) 50 WEST SAN FERNANDO STREET, SAN JOSE, CALIFORNIA 95113 - ------------------------------------------------- --------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (408) 995-5115 ------------------------- SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED COMMON STOCK, $.001 PAR VALUE NEW YORK STOCK EXCHANGE - --------------------------------- ------------------------------ - --------------------------------- ------------------------------- SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: - ------------------------------------------------------------------------------- (Title of Class) - ------------------------------------------------------------------------------- (Title of Class) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the common stock, $.001 par value (the "Common Stock"), of Calpine Corporation (the "Registrant") is incorporated herein by reference to the section entitled "Description of Capital Stock" in the Company's registration statement, as amended, on Form S-1 (File No. 333-07497) (the "S-1 Registration Statement") filed under the Securities Act of 1933, as amended. In the event that the Registrant subsequently files a prospectus pursuant to Rule 424(b) under the Securities Act, the description of the Common Stock of the Registrant shall be deemed to be incorporated by reference to the section entitled "Description of Capital Stock" in such prospectus and not deemed to be incorporated by reference to the S-1 Registration Statement. ITEM 2. EXHIBITS. The following exhibits are filed as a part of this registration statement: A. Specimen of Common Stock Certificate (incorporated herein by reference to Exhibit 4.3 to the S-1 Registration Statement, File No. 333-07497). B. Amended and Restated Articles of Incorporation of Calpine Corporation, a California corporation (incorporated herein by reference to Exhibit 3.1 to the Registrant's Quarterly Report on Form 10-Q dated March 31, 1996 and filed on May 15, 1996). C. Amended and Restated Certificate of Incorporation of Calpine Corporation, a Delaware corporation (incorporated herein by reference to Exhibit 3.2 to the Registration Statement, File No. 333-07497). D. Amended and Restated Bylaws of Calpine Corporation, a California corporation (incorporated herein by reference to the Registrant's Registration Statement on Form S-1, File No. 33-73160). E. Amended and Restated Bylaws of Calpine Corporation, a Delaware corporation (incorporated herein by reference to Exhibit 3.4 to the S-1 Registration Statement, File No. 333-07497). 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: August 19, 1996 CALPINE CORPORATION By /s/ Peter Cartwright ------------------------------ Peter Cartwright President and Chief Executive Officer 4 INDEX TO EXHIBITS Page No. --------- A. Specimen of Common Stock Certificate Incorporated by reference. B. Amended and Restated Articles of Incorporation Incorporated by reference. C. Amended and Restated Certificate of Incorporation Incorporated by reference. D. Amended and Restated Bylaws Incorporated by reference. E. Form of Amended and Restated Bylaws Incorporated by reference. -----END PRIVACY-ENHANCED MESSAGE-----