-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M3f2w58cPpZzGX+eBkOMLoncoHV8FqKzKfdig0xcD3vHekIPR40dAGxhijlMPxcP NoZIokwu/x7KpOu/fuYbEw== 0000891618-02-005344.txt : 20021127 0000891618-02-005344.hdr.sgml : 20021127 20021127080153 ACCESSION NUMBER: 0000891618-02-005344 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-85654 FILM NUMBER: 02841749 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 424B3 1 f86256b3e424b3.txt 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-85654 PROSPECTUS SUPPLEMENT NO. 11 TO PROSPECTUS DATED JUNE 21, 2002 OF CALPINE CORPORATION RELATING TO RESALES BY SELLING SECURITYHOLDERS OF 4% CONVERTIBLE SENIOR NOTES AND SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE SENIOR NOTES This Prospectus Supplement supplements the Prospectus dated June 21, 2002, as supplemented to date (the "Prospectus"). This Prospectus Supplement should be read in conjunction with the Prospectus, which is to be delivered by selling securityholders to prospective purchasers along with this Prospectus Supplement. The information in the following table supercedes in part and supplements the information in the relevant section in the Prospectus.
SHARES OF COMMON AGGREGATE PRINCIPAL SHARES OF SHARES OF STOCK BENEFICIALLY AMOUNT OF NOTES COMMON COMMON OWNED BENEFICIALLY STOCK STOCK AFTER COMPLETION SELLING HOLDER OWNED AND OFFERED BENEFICIALLY OWNED OFFERED OF THE OFFERING - -------------- ------------------- ------------------ --------- ------------------ Goldman Sachs and Company(1)...... $75,184,000 4,160,705 4,160,705 0
- --------------- (1) Goldman Sachs and Company has advised that of the $75,184,000 in aggregate principal amount of the Senior Notes it currently owns, $2,000,000 in aggregate principal amount was previously not registered. --------------------- Prospectus Supplement dated November 27, 2002 -----END PRIVACY-ENHANCED MESSAGE-----