-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdemlnKjbb2N/z19i239Dkg93OvMx81H+HRogXx7EhsYOCd6O2/ChioUMC3g8Kx8 qYCJaPhU4PN9wnPcUzEiBw== 0001104659-08-037745.txt : 20080604 0001104659-08-037745.hdr.sgml : 20080604 20080604150117 ACCESSION NUMBER: 0001104659-08-037745 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080604 DATE AS OF CHANGE: 20080604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE ALARM MONITORING INC CENTRAL INDEX KEY: 0000916310 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931065479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12181 FILM NUMBER: 08880293 BUSINESS ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 BUSINESS PHONE: 785 856 5500 MAIL ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE INC CENTRAL INDEX KEY: 0000916230 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931063818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12181-01 FILM NUMBER: 08880294 BUSINESS ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 BUSINESS PHONE: 785 856 5500 MAIL ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 8-K 1 a08-15858_18k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  June 4, 2008

 

 

 

Protection One Alarm

Protection One, Inc.

 

Monitoring, Inc.

(Exact name of registrant

 

(Exact name of registrant

as specified in its charter)

 

as specified in its charter)

 

Delaware

 

Delaware

(State or other jurisdiction

 

(State or other jurisdiction

of incorporation)

 

of incorporation)

 

1-12181-01

 

1-12181

(Commission File Number)

 

(Commission File Number)

 

93-1063818

 

93-1064579

(IRS Employer

 

(IRS Employer

Identification No.)

 

Identification No.)

 

1035 N. 3rd Street, Suite 101

 

1035 N. 3rd Street, Suite 101

Lawrence, Kansas 66044

 

Lawrence, Kansas 66044

(Address of principal executive

 

(Address of principal executive

offices)    (Zip Code)

 

Offices)    (Zip Code)

 

(785) 856-5500

 

(785) 856-5500

(Registrant’s telephone number,

 

(Registrant’s telephone number,

including area code)

 

including area code)

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

INFORMATION TO BE INCLUDED IN THE REPORT

 

ITEM 5.02(e)        Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;  Compensatory Arrangements of Certain Officers.

 

On June 4, 2008, at the 2008 Annual Meeting of Stockholders, the stockholders of Protection One, Inc. (the “Company”) approved the Protection One, Inc. 2008 Long-Term Incentive Plan (the “2008 LTIP”).  A copy of the 2008 LTIP is included as Appendix A to the Company’s Definitive Information Statement that was filed with the Securities and Exchange Commission on April 29, 2008 and is incorporated by reference as Exhibit 10.1 to this Current Report on Form 8-K.  The 2008 LTIP was adopted by the Company’s Board of Directors (the “Board”), subject to stockholder approval.  The 2008 LTIP became effective on June 4, 2008 as a result of its approval by the Company’s stockholders.  A total of 1,500,000 shares of the Company’s common stock have been reserved for issuance pursuant to awards under the 2008 LTIP, subject to its anti-dilution provisions.  All awards under the 2008 LTIP are granted at the discretion of the Compensation Committee or the Board.

 

The material terms of the 2008 LTIP and the description of grants and amounts payable under the 2008 LTIP as of June 4, 2008 are summarized in the Company’s Definitive Information Statement, filed with the Securities and Exchange Commission on April 29, 2008, under the caption “Proposal No. 2 – Approval of the Protection One, Inc. 2008 Long-Term Incentive Plan.”  The information contained under the above-referenced caption in the Definitive Information Statement is incorporated herein by reference.

 

2


 

ITEM 9.01                                       Financial Statements and Exhibits.

 

(d)           Exhibits.

 

Exhibit No.

 

Exhibit

 

 

 

10.1

 

Protection One, Inc. 2008 Long-Term Incentive Plan (incorporated by reference to Appendix A to the Company’s Schedule 14C Definitive Information Statement, filed with the Securities and Exchange Commission on April 29, 2008).

 

 

 

10.2

 

Form of Restricted Share Unit Agreement (incorporated by reference to Exhibit I to Appendix A to the Company’s Schedule 14C Definitive Information Statement, filed with the Securities and Exchange Commission on April 29, 2008).

 

3


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

PROTECTION ONE, INC.

 

 

 

 

 

By:

 

 

Date: June 4, 2008

/s/ Darius G. Nevin

 

Name:

Darius G. Nevin

 

Title:

Executive Vice President and

 

Chief Financial Officer

 

 

 

 

 

PROTECTION ONE ALARM

 

MONITORING, INC.

 

 

 

 

 

By:

 

 

Date: June 4, 2008

/s/ Darius G. Nevin

 

Name:

Darius G. Nevin

 

Title:

Executive Vice President and

 

Chief Financial Officer

 

4


 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

10.1

 

Protection One, Inc. 2008 Long-Term Incentive Plan (incorporated by reference to Appendix A to the Company’s Schedule 14C Definitive Information Statement, filed with the Securities and Exchange Commission on April 29, 2008).

 

 

 

10.2

 

Form of Restricted Share Unit Agreement (incorporated by reference to Exhibit I to Appendix A to the Company’s Schedule 14C Definitive Information Statement, filed with the Securities and Exchange Commission on April 29, 2008).

 

5

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