-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JphQovcHMmZ0Zd463A7f8PkZV9t52UGxW+jpmDxg9qRbD2iYZqW6x07ekRZNnLuY ZJChrlOZScHkakXZ+jGeww== 0000950148-96-002039.txt : 19960917 0000950148-96-002039.hdr.sgml : 19960917 ACCESSION NUMBER: 0000950148-96-002039 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960916 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE ALARM MONITORING INC CENTRAL INDEX KEY: 0000916310 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931064579 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12181 FILM NUMBER: 96630956 BUSINESS ADDRESS: STREET 1: 6011 BRISTOL PARKWAY CITY: CULVER CITY STATE: CA ZIP: 90230 BUSINESS PHONE: 3103386930 MAIL ADDRESS: STREET 1: 3900 SW MURRAY BLVD CITY: BEAVERTON STATE: OR ZIP: 97005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE INC CENTRAL INDEX KEY: 0000916230 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931063818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12181-01 FILM NUMBER: 96630957 BUSINESS ADDRESS: STREET 1: 6011 BRISTOL PARKWAY CITY: CULVER CITY STATE: CA ZIP: 90230 BUSINESS PHONE: 3103386930 MAIL ADDRESS: STREET 1: 3900 SW MURRAY BLVD CITY: BEAVERTON STATE: OR ZIP: 97005 8-A12B 1 FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PROTECTION ONE ALARM MONITORING, INC. (Exact name of registrant as specified in its charter) Delaware 93-1064579 (State of incorporation or organization) (I.R.S. Employer Identification No.) 6011 Bristol Parkway, Culver City, California 90230 (Address of principal executive offices) (Zip Code) PROTECTION ONE, INC. (Exact name of registrant as specified in its charter) Delaware 93-1063818 (State of incorporation or organization) (I.R.S. Employer Identification No.) 6011 Bristol Parkway, Culver City, California 90230 (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1), please check the following box. / / If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2), please check the following box. / / Securities to be registered pursuant to Section 12(b) of the Act Title of each class Name of each exchange on which to be so registered each class is to be registered 6 3/4% Convertible Senior Subordinated New York Stock Exchange Notes due 2003 (and the Guarantee by Protection One, Inc. with respect thereto) Securities to be registered pursuant to Section 12(g) of the Act: NONE 2 Item 1. Description of Registrants' Securities to be Registered. The securities registered hereunder are the 6 3/4% Convertible Senior Subordinated Notes due 2003 issued by Protection One Alarm Monitoring, Inc. (the "Convertible Notes"), and the guarantee of the Convertible Notes by Protection One, Inc. (the "Guarantee"). A description of the Convertible Notes and the Guarantee is set forth under the caption "Description of Debt Securities" in the prospectus included in the Registrants' Registration Statement on Form S-3 (Registration No. 333-09401), as amended by Amendment No. 1 thereto (the "Registration Statement"), as supplemented by the information under the caption "Description of Convertible Notes" in the Registrants' preliminary prospectus supplement filed on September 5, 1996 pursuant to Rule 424(b)(2) under the Securities Act of 1933, as amended (the "Securities Act"), which description is incorporated herein by reference. As such time as a final form of prospectus supplement relating to the Convertible Notes and the Guarantee is filed by, or on behalf of, the Registrants pursuant to Rule 424(b) under the Securities Act, the "Description of Convertible Notes" set forth in such form of prospectus supplement shall contain the final terms and provisions of the Convertible Notes and will be incorporated by reference into this Registration Statement and shall be a part hereof. Item 2. Exhibits. The following documents are filed by Protection One, Inc. ("POI") and/or Protection One Alarm Monitoring, Inc. ("Monitoring") as exhibits hereto: 1.1 Annual Report on Form 10-K for the year ended September 30, 1995, filed by POI, Monitoring and Protection One Alarm Services, Inc. ("Services"), as amended by Amendment No. 1 on Form 10-K/A. (1) 2.1 Quarterly Report on Form 10-Q for the quarter ended December 30, 1995, filed by POI, Monitoring and Services. 2.2 Quarterly Report on Form 10-Q for the quarter ended March 31, 1996, filed by POI and Monitoring. 2.3 Quarterly Report on Form 10-Q for the quarter ended June 30, 1996, filed by POI and Monitoring, as amended by Amendment No. 1 on Form 10-Q/A. 2.4 Current Report on Form 8-K dated December 18, 1995, filed by POI. 2.5 Current Report on Form 8-K dated May 23, 1996, filed by POI and Monitoring. 2.6 Current Report on Form 8-K dated June 7, 1996, filed by POI and Monitoring, as amended by a Form 8-K/A and Amendment No. 2 on Form 8-K/A. 3.1 Proxy Statement of POI dated January 2, 1996 for the annual meeting of POI's stockholders held on January 26, 1996. 4.1 Amended and Restated Certificate of Incorporation of POI. 4.2 Certificate of Incorporation of Monitoring, as amended. 4.3 Bylaws of POI, as amended. 2 3 4.4 Bylaws of Monitoring, as amended. 5.1 Indenture dated as of August 29, 1996, among Monitoring, POI and State Street Bank and Trust Company, as trustee (the "Trustee"). 5.2 Form of Supplemental Indenture to be entered into among Monitoring, POI and the Trustee. 5.3 Form of note evidencing the Convertible Notes (included as Exhibit A to the Supplemental Indenture.) - --------------- (1) POI distributes this document to its stockholders in lieu of a separate annual report. 3 4 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, on this 16th day of September, 1996. PROTECTION ONE ALARM MONITORING, INC. PROTECTION ONE, INC. By: /s/ JOHN W. HESSE ----------------------------------------- John W. Hesse Executive Vice President 4 -----END PRIVACY-ENHANCED MESSAGE-----