-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UYOwNuUf2+p5K3CEeDqH5a51nDZmX1EqH6Zec8coIJT9tCt09xPzDKnUubx5T14p PzeZhNG+YUqrZn1n1fICtw== 0000054507-00-000018.txt : 20000331 0000054507-00-000018.hdr.sgml : 20000331 ACCESSION NUMBER: 0000054507-00-000018 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE ALARM MONITORING INC CENTRAL INDEX KEY: 0000916310 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931065479 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 001-12181 FILM NUMBER: 588779 BUSINESS ADDRESS: STREET 1: 600 CORPORATE POINTE STREET 2: 12TH FLOOR CITY: CULVER CITY STATE: CA ZIP: 90230 BUSINESS PHONE: 3103386930 MAIL ADDRESS: STREET 1: 3900 SW MURRAY BLVD CITY: BEAVERTON STATE: OR ZIP: 97005 10-K405/A 1 AMENDED 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1999 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 0-24780 33-73002-01 (Commission File Number) (Commission File Number) Protection One, Inc. Protection One Alarm Monitoring, Inc. (Exact Name of Registrant as Exact Name of Registrant as Specified in Charter) Specified in Charter) Delaware Delaware (State of Other Jurisdiction (State or Other Jurisdiction of Incorporation or Organization) of Incorporation or Organization) 93-1063818 93-1064579 (I.R.S. Employer Identification No.) (I.R.S. Employer Identification No.) 6011 Bristol Parkway, Culver City, 6011 Bristol Parkway, Culver City, California, 90230 California, 90230 (Address of Principal Executive Offices, (Address of Principal Executive Including Zip Code) Offices, Including Zip Code) (310) 342-6300 (310) 342-6300 (Registrant's Telephone Number, (Registrant's Telephone Number, Including Area Code) Including Area Code) ----------- Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange On Which Registered Common Stock, par value $.01 per share, New York Stock Exchange of Protection One, Inc. 6 3/4% Convertible Senior Subordinated Notes Due 2003 of Protection One Alarm Monitoring, Inc., Guaranteed by Protection One, Inc. Securities registered pursuant to Section 12(g) of the Act: (None) (Title of Class) Indicate by check mark whether each of the registrants (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that such registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of each registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] The aggregate market value of common stock of Protection One, Inc. held by nonaffiliates on March 24, 2000 (based on the last sale price of such shares on the New York Stock Exchange) was $32,213,180. As of March 24, 2000, Protection One, Inc. had 126,945,337 shares of Common Stock outstanding, par value $0.01 per share. As of such date, Protection One Alarm Monitoring, Inc. had outstanding 110 shares of Common Stock, par value $0.10 per share, all of which shares were owned by Protection One, Inc. Protection One Alarm Monitoring, Inc. meets the conditions set forth in General Instructions I (1)(a) and (b) for Form 10-K and is therefore filing this form with the reduced disclosure format set forth therein. DOCUMENTS INCORPORATED BY REFERENCE: Portions of Protection One, Inc.'s proxy statement on Schedule 14A to be furnished to stockholders in connection with its Annual Meeting of Stockholders are incorporated by reference in Part III of the Form 10-K. Such proxy statement is expected to be filed with the Commission prior to April 29, 2000. This amendment to the 1999 Form 10K as originally filed is made solely to correct this signature page. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized. PROTECTION ONE, INC. PROTECTION ONE ALARM MONITORING, INC. March 28, 2000 By: TONY SOMMA -------------------------------- Tony Somma Chief Financial Officer, Secretary and Treasurer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrants and in the capacities and on the dates indicated. Signature Title Date Chief Executive Officer JOHN E. MACK III (Principal Executive Officer) March 28, 2000 - --------------------------- John E. Mack III Chief Financial Officer, Secretary and Treasurer March 28, 2000 TONY SOMMA (Principal Financial and - --------------------------- Accounting Officer) Tony Somma Director March 28, 2000 ANNETTE BECK - -------------------------- Annette M. Beck Director March 28, 2000 HOWARD A. CHRISTENSEN - --------------------------- Howard A. Christensen Director March 28, 2000 JOHN B. DICUS - --------------------------- John B. Dicus Director March 28, 2000 MARIA DE LOURDES DUKE - --------------------------- Maria de Lourdes Duke Director March 28, 2000 BEN M. ENIS - --------------------------- Ben M. Enis Director March 28, 2000 DONALD A. JOHNSTON - --------------------------- Donald A. Johnston Director March 28, 2000 DOUGLAS T. LAKE - -------------------------- Douglas T. Lake Director March 28, 2000 CARL M. KOUPAL, JR. - ---------------------------- Carl M. Koupal, Jr. Director March 28, 2000 JOHN H. ROBINSON - ---------------------------- John H. Robinson Director March 28, 2000 JAMES Q. WILSON - ---------------------------- James Q. Wilson -----END PRIVACY-ENHANCED MESSAGE-----