8-K 1 a07-21742_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON D.C. 20549

 

FORM 8-K

 

Current Report Pursuant

to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of report

 

August 14, 2007

(Date of earliest event reported)

 

 

 

 

Protection One Alarm

Protection One, Inc.

 

Monitoring, Inc.

(Exact Name of Registrant

 

(Exact Name of Registrant

as Specified in Charter)

 

as Specified in Charter)

 

 

 

Delaware

 

Delaware

(State or Other Jurisdiction

 

(State or Other Jurisdiction

of Incorporation)

 

of Incorporation)

 

 

 

1-12181-01

 

1-12181

(Commission File Number)

 

(Commission File Number)

 

 

 

93-1063818

 

93-1065479

(I.R.S. Employer

 

(I.R.S. Employer

Identification No.)

 

Identification No.)

 

 

 

1035 N. 3rd St.

 

1035 N. 3rd St.

Suite 101

 

Suite 101

Lawrence, Kansas 66044

 

Lawrence, Kansas 66044

(Address of Principal Executive

 

(Address of Principal Executive

Offices, Including Zip Code)

 

Offices, Including Zip Code)

 

 

 

(785) 856-5500

 

(785) 856-5500

(Registrant’s Telephone Number,

 

(Registrant’s Telephone Number,

Including Area Code)

 

Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchage Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




Item 2.02 Results of Operations and Financial Condition.

On August 14, 2007, the Company issued a press release announcing its financial results for the quarterly period ended June 30, 2007.  The press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

All of the foregoing information in this Item 2.02, including Exhibit 99.1 hereto, is being furnished under Item 2.02 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective as of August 15, 2007, Eric A. Devin has accepted the position of Vice President Finance within the Company and no longer serves as the Company’s principal accounting officer. Mr. Devin will remain as the Company’s Treasurer.  Sarah Strahm, 32 years old, was appointed to serve as the Company’s new principal accounting officer, also effective as of August 15, 2007. Prior to joining the Company, Ms. Strahm, a Certified Public Accountant, served nine years with PricewaterhouseCoopers LLP, most recently as an audit senior manager.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

99.1         Press release, dated August 14, 2007




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PROTECTION ONE, INC.

 

 

Date: August 14, 2007

By:

/s/ Darius G. Nevin

 

Name: Darius G. Nevin

 

Title: Executive Vice President and

 

Chief Financial Officer

 

 

 

PROTECTION ONE ALARM

 

MONITORING, INC.

 

 

Date: August 14, 2007

By:

/s/ Darius G. Nevin

 

Name: Darius G. Nevin

 

Title: Executive Vice President and

 

Chief Financial Officer

 

 

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