-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRjW/FkgE0TR6EtZ5pxoh+LgGXsihw2vza8NjRAPaMoVd3L7F8/5m1mEwNq3e8eH cMkjMuBRppuPcDK0KAMLWA== 0001104659-06-075462.txt : 20061115 0001104659-06-075462.hdr.sgml : 20061115 20061115154425 ACCESSION NUMBER: 0001104659-06-075462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061114 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE INC CENTRAL INDEX KEY: 0000916230 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931063818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 BUSINESS PHONE: 785 856 5500 MAIL ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEFANIS PETER J CENTRAL INDEX KEY: 0001184811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12181-01 FILM NUMBER: 061219882 BUSINESS ADDRESS: STREET 1: 818 S KANSAS AVE CITY: TOPEKA STATE: KS ZIP: 66612 BUSINESS PHONE: 7855751617 4 1 a4.xml 4 X0202 4 2006-11-14 0 0000916230 PROTECTION ONE INC PONN 0001184811 PEFANIS PETER J 1035 N. 3RD ST., SUITE 101 LAWRENCE KS 66044 0 1 0 0 Executive Vice President Stock Appreciation Rights 2006-11-14 4 A 0 51679 0 A 2011-02-08 Common Stock 51679 516790 D The exercise price of 78% of the stock appreciation rights is $4.50, increased by 9% per annum, compounded annually, beginning on February 8, 2006. The exercise price of 22% of the stock appreciation rights is fixed at $5.015. SARs vest and become payable upon the earlier of (i) a qualified sale (as defined in the SAR Plan) of Protection One, Inc. common stock (provided that if the qualified sale is not a permissible distribution event (as defined in the SAR Plan) the payment will be made, with interest, in connection with a subsequent permissible distribution event) and (ii) February 8, 2011. /s/ J. Eric Griffin, under power of attorney 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----