-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgCG8DHBcl9HKq/Tp3GYkTJqh67IquTBrqSvsCU0TZard3FilB/ohUj6ZhqdGkhQ GuM3UjsxW4qbefhwP8mUNA== 0000950144-00-007271.txt : 20000526 0000950144-00-007271.hdr.sgml : 20000526 ACCESSION NUMBER: 0000950144-00-007271 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000525 EFFECTIVENESS DATE: 20000525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARTIN MARIETTA MATERIALS INC CENTRAL INDEX KEY: 0000916076 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 561848578 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: SEC FILE NUMBER: 333-37886 FILM NUMBER: 643956 BUSINESS ADDRESS: STREET 1: 2710 WYCLIFF RD CITY: RALEIGH STATE: NC ZIP: 27607 BUSINESS PHONE: 9197814550 S-8 1 MARTIN MARIETTA MATERIALS INC 1 As filed with the Securities and Exchange Commission on May 25, 2000 Registration No. 333- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------- MARTIN MARIETTA MATERIALS, INC. (Exact name of registrant as specified in its charter) NORTH CAROLINA 56-1848578 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 2710 WYCLIFF ROAD RALEIGH, NORTH CAROLINA 27607 (Address of principal executive offices) ---------------------------- MARTIN MARIETTA MATERIALS, INC. SOUTHWEST DIVISION 401(K) PLAN (Full title of the plan) ----------------------------- BRUCE A. DEERSON VICE PRESIDENT AND GENERAL COUNSEL MARTIN MARIETTA MATERIALS, INC. 2710 WYCLIFF ROAD RALEIGH, NORTH CAROLINA 27607 (919) 781-4550 (Name, address, including zip code, and telephone number, including area code, of agent for service) ---------------------- CALCULATION OF REGISTRATION FEE
- ------------------------------------------------------------------------------------------------------- PROPOSED PROPOSED MAXIMUM MAXIMUM OFFERING AGGREGATE AMOUNT OF TITLE OF SECURITIES TO BE AMOUNT TO BE PRICE PER OFFERING PRICE REGISTRATION REGISTERED REGISTERED (1) SHARE (2) (2) FEE - ------------------------------------------------------------------------------------------------------- COMMON STOCK, $.01 PAR VALUE 35,000 SHARES $51.1875 $1,791,563 $528.00 - -------------------------------------------------------------------------------------------------------
(1) Represents the maximum number of shares to be issued under the Martin Marietta Materials, Inc. Southwest Division 401(k) Plan. In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended, this registration statement on Form S-8 also covers an indeterminate amount of interests to be offered or sold pursuant to the plan. (2) Estimated (solely for the purpose of calculating the registration fee) in accordance with Rule 457(h). 2 PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 3. Incorporation of Documents by Reference. The following documents filed by the Registrant with the Securities and Exchange Commission (the "Commission") are incorporated by reference and made a part hereof: (a) The Registrant's Annual Report on Form 10-K for the year ended December 31, 1999; (b) All reports filed by the Registrant pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") since the end of the fiscal year covered by the Annual Report on Form 10-K referred to in (a) above; (c) The description of the Registrant's Common Stock contained in the Registrant's Registration Statement No. 33-72648 on Form S-1 filed on February 17, 1994 with the Commission pursuant to Section 12 of the Exchange Act, and any amendment or report filed for the purpose of updating such descriptions; and (d) All other reports subsequently filed pursuant to Section 13(a), 13(c), 14 and 15(d) of the Exchange Act. Item 4. Description of Securities. Not Applicable. Item 5. Interests of Named Experts and Counsel. Not Applicable. Item 6. Indemnification of Directors and Officers Sections 55-8-50 through 55-8-58 of the NCBCA permit a corporation to indemnify its directors, officers, employees or agents under either or both a statutory or nonstatutory scheme of indemnification. Under the statutory scheme, a corporation may, with certain exceptions, indemnify a director, officer, employee or agent of the corporation who was, is or is threatened to be made, a party to any threatened, pending or 2 3 completed legal action, suit or proceeding, whether civil, criminal, administrative, or investigative, because of the fact that such person was a director, officer, agent or employee of the corporation, or is or was serving at the bequest of such corporation as a director, officer, employee or agent of another corporation or enterprise. This indemnity may include the obligation to pay any judgment, settlement, penalty, fine (including an excise tax assessed with respect to an employee benefit plan) and reasonable expenses incurred in connection with a proceeding (including counsel fees), but no such indemnification may be granted unless such director, officer, agent or employee (i) conducted himself in good faith, (ii) reasonably believed (1) that any action taken in his official capacity with the corporation was in the best interest of the corporation or (2) that in all other cases his conduct at least was not opposed to the corporation's best interest, and (iii) in the case of any criminal proceeding, had not reasonable cause to believe his conduct was unlawful. Whether a director has met the requisite standard of conduct for the type of indemnification set forth above is determined by the board of directors, a committee of directors, special legal counsel or the shareholders in accordance with Section 55-8-55. A corporation may not indemnify a director under the statutory scheme in connection with a proceeding by or in the right of the corporation in which the director was adjudged liable to the corporation or in connection with a proceeding in which a director was adjudged liable on the basis of having received an improper personal benefit. Item 7. Exemption from Registration Claimed. Not Applicable. Item 8. Exhibits. 4.1 Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.01 to the Martin Marietta Materials, Inc. Annual Report on Form 10-K for the fiscal year ended December 31, 1994). 4.2 Rights Agreement, dated as of October 21, 1996, between Martin Marietta Materials, Inc., a North Carolina corporation, and First Union National Bank of North Carolina, a North Carolina corporation (incorporated by reference to Exhibit 1 to the Martin Marietta Materials, Inc. Registration Statement on Form 8-A, filed October 21, 1996.) 5. Opinion of Counsel 24(a). Consent of Ernst & Young 24(b). Consent of Counsel (contained in Exhibit 5) 25. Powers of Attorney (reference is made to signature page). 3 4 Item 9. Undertakings. (a) The undersigned Registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; (2) For the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment to this registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; (3) The Registrant shall remove from registration by means of a post-effective amendment any of the securities being registered that remain unsold at the termination of the offering; (4) For purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in this registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; and (5) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in such Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. (b) The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant's 4 5 annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. 5 6 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in Raleigh, North Carolina. MARTIN MARIETTA MATERIALS, INC. By: /s/ Roselyn R. Bar ----------------------------------- Corporate Secretary and Associate General Counsel Pursuant to the requirements of the Securities Act of 1933, the Benefit Plan Committee, the administrative committee of the Martin Marietta Materials, Inc. Southwest Division 401(k) plan, has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Raleigh, North Carolina. MARTIN MARIETTA MATERIALS, INC. SOUTHWEST DIVISION 401(k) PLAN By: MARTIN MARIETTA MATERIALS, INC., as plan administrator By: The BENEFIT PLAN COMMITTEE, acting on behalf of the plan administrator By: /s/ Jonathan T. Stewart -------------------------------------- A member of the Benefit Plan Committee DATED: MAY 25, 2000 6 7 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below appoints Bruce A. Deerson and Roselyn R. Bar, jointly and severally, as his true and lawful attorney-in-fact, each with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact, jointly and severally, full power and authority to do and perform each in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact, jointly and severally, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the date indicated. Signature Title Date --------- ----- ---- /s/ Stephen P. Zelnak, Jr. Chairman of the Board, May 23, 2000 - --------------------------- President and Chief Stephen P. Zelnak, Jr. Executive Officer /s/ Janice K. Henry Senior Vice President and May 23, 2000 - --------------------------- Chief Financial Officer Janice K. Henry /s/ Anne H. Lloyd Vice President, Controller May 23, 2000 - --------------------------- and Chief Accounting Officer Anne H. Lloyd /s/ Richard G. Adamson Director May 23, 2000 - --------------------------- Richard G. Adamson /s/ Marcus C. Bennett Director May 23, 2000 - --------------------------- Marcus C. Bennett /s/ Bobby F. Leonard Director May 23, 2000 - --------------------------- Bobby F. Leonard /s/ Frank H. Menaker, Jr. Director May 23, 2000 - --------------------------- Frank H. Menaker, Jr. 7 8 /s/ William E. McDonald Director May 23, 2000 - --------------------------- William E. McDonald /s/ William B. Sansom Director May 23, 2000 - --------------------------- William B. Sansom /s/ Richard A. Vinroot Director May 23, 2000 - --------------------------- Richard A. Vinroot 8 9 INDEX TO EXHIBITS ITEM NO. DESCRIPTION OF ITEM PAGE -------- ------------------- ---- 4.1 Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.01 to the Martin Marietta Materials, Inc. Annual Report on Form 10-K for the fiscal year ended December 31, 1994). 4.2 Rights Agreement, dated as of October 21, 1996, between Martin Marietta Materials, Inc., a North Carolina corporation, and First Union National Bank of North Carolina, a North Carolina corporation (incorporated by reference to Exhibit 1 to the Martin Marietta Materials, Inc. Registration Statement on Form 8-A, filed October 21, 1996.) 5 Opinion of Counsel 24(a) Consent of Ernst & Young 24(b) Consent of Counsel (See Exhibit 5) 25 Powers of Attorney (included on signature page) 9 EX-5 2 OPINION OF COUNSEL 1 EXHIBIT 5 [MARTIN MARIETTA MATERIALS Logo] May 24, 2000 Securities and Exchange Commission 450 Fifth Street, NW Judiciary Plaza Washington, DC 20549 RE: MARTIN MARIETTA MATERIALS, INC. REGISTRATION STATEMENT ON FORM S-8 Ladies and Gentlemen: I am Corporate Secretary and Associate General Counsel of Martin Marietta Materials, Inc. (the "Corporation"). In that capacity, I have acted as counsel for the Corporation in connection with the Registration Statement on Form S-8 regarding the offer and sale of up to 35,000 shares of the Corporation's common stock pursuant to the Martin Marietta Materials, Inc. Southwest Division 401(k) Plan. This opinion is being furnished to you as a supporting document for such Registration Statement. In furnishing this opinion, I, or attorneys under my supervision, examined such documents, legal opinions and precedents, corporate and other records of the Corporation and certificates of public officials and officers of the Corporation as I have deemed necessary or appropriate to provide a basis for the opinions set forth below. In this examination, I have assumed the genuineness of all signatures, the authenticity of all documents submitted to me as original documents and conformity to original documents of all documents submitted to me as certified or photostatic copies. On the basis of the foregoing, I am of the opinion that: 1. The Corporation has been duly incorporated and is validly existing as a corporation under the laws of the state of North Carolina; 2. The issuance and sale of the additional common stock have been duly authorized by the Board of Directors and all necessary corporate action on the part of the Corporation has been taken; and 2 SEC May 24, 2000 Page 2 3. Upon issuance, the additional common stock will be validly issued, fully paid and non-assessable, and the holders thereof will have no personal liability as such under the existing laws of North Carolina, which is the jurisdiction in which the Corporation is incorporated. This opinion is being rendered solely for your benefit in connection with this Registration Statement. I hereby consent to the filing of this opinion as an exhibit to the Registration Statement. Very truly yours, /s/ Roselyn R. Bar - ------------------ Roselyn R. Bar EX-24.A 3 CONSENT OF ERNST & YOUNG 1 EXHIBIT 24(a) CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference of our report dated January 24, 2000 in the Registration Statement (Form S-8 No. 333-00000) pertaining to the Martin Marietta Materials, Inc. Southwest Division 401(k) Plan with respect to the consolidated financial statements of Martin Marietta Materials, Inc. incorporated by reference in its Annual Report (Form 10-K) for the year ended December 31, 1999 and the related financial statement schedule included therein, filed with the Securities and Exchange Commission. Ernst & Young LLP May 23, 2000 -----END PRIVACY-ENHANCED MESSAGE-----