-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N32vt3yFxHMprqFTc9eiBRNd6/AUivQ0HsV+ZGQjf7yAeO4WMlhvQtPQ42RCxDpC WwTk9XX8gvgqhRU4AQIlSQ== 0000892569-96-001045.txt : 19960621 0000892569-96-001045.hdr.sgml : 19960621 ACCESSION NUMBER: 0000892569-96-001045 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960611 FILED AS OF DATE: 19960620 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CERPLEX GROUP INC CENTRAL INDEX KEY: 0000915870 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330411354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-23602 FILM NUMBER: 96583396 BUSINESS ADDRESS: STREET 1: 1382 BELL AVE CITY: TUSTIN STATE: CA ZIP: 92680 BUSINESS PHONE: 7142585600 MAIL ADDRESS: STREET 1: 1382 BELL AVENUE CITY: TUSTIN STATE: CA ZIP: 92680 10-C 1 FORM 10-C 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder THE CERPLEX GROUP, INC. - ------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) 1382 BELL AVE., TUSTIN, CALIFORNIA 92680 - ------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (714) 258-5600 ------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security SERIES B PREFERRED STOCK ------------------------------------------------------ 2. Number of shares outstanding before the change 0 -------------------------- 3. Number of shares outstanding after the change 8,000 --------------------------- 4. Effective date of change JUNE 11, 1996 ----------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) SALE OF SERIES B PREFERRED STOCK - ------------------------------------------------------------------------------- Give brief description of transaction PRIVATE PLACEMENT OF SERIES B PREFERRED STOCK. - ------------------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change N/A ---------------------------------------------------- 2. Name after change N/A ------------------------------------------------------- 3. Effective date of charter amendment changing name N/A ----------------------- 4. Date of shareholder approval of change, if required N/A -------------------- Date JUNE 19, 1996 /s/ BRUCE D. NYE --------------------- --------------------------------------------- (Bruce D. Nye, Senior Vice President and CFO) -----END PRIVACY-ENHANCED MESSAGE-----