3 1 j7486_3.htm 3

 


SEC 1473
(09-02)

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


 

FORM 3

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0104
Expires: January 31, 2005
Estimated average burden
hours per response. . . 0.5

 

(Print or Type Responses)

 


 1. Name and Address of Reporting Person*



Zelnak, Jr Stephen P.

(Last)            (First)            (Middle)



5775 Peachtree Dunwoody Road Suite B-200

(Street)



Atlanta GA 30342

(City)      (State)          (Zip)

 2. Date of Event
    Requiring Statement
    (Month/Day/Year)


February 11 2003



 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 




 4. Issuer Name and Ticker
    or Trading Symbol


Beazer Homes USA, Inc. BZH

 

 5. Relationship of Reporting Person(s) to Issuer

  (Check all applicable)

 X Director

      10% Owner

      Officer (give title below)

      Other (specify below)





 6. If Amendment,
    Date of Original
    (Month/Day/Year)

 




 7. Individual or Joint/Group

    Filing (Check Applicable Line)

  X  Form filed by One Reporting Person

 

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Beneficially Owned

 

 1. Title of Security
    (Instr. 4)

 2.  Amount of
    Securities
    Beneficially
    Owned
    (Instr. 4)

 3. Ownership Form: Direct (D) or Indirect (I)
    (Instr. 5)

 4. Nature of Indirect Beneficial Ownership
    (Instr. 5)

Common Stock

0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of
    Derivative
    Security
    (Instr. 4)

2.  Date Exercisable and
    Expiration Date
    (Month/Day/Year)

3. Title and Amount of
    Securities Underlying Derivative
    Security (Instr. 4)

4. Conversion or
    Exercise Price of
    Derivative
    Security

5. Ownership
    Form of Derivative
    Securities: Direct (D)
    or Indirect (I) (Instr. 5)

6. Nature of Indirect
    Beneficial
    Ownership
    (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or
Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Explanation of Responses:

 

 

 

/s/ David S. Weiss

 

February 13,2003

** Signature of Reporting Person

 

Date

By: David S. Weiss, Attorney-in-Fact

 

 

 

*

 

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

 

 

 

**

 

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

 

 

Note:

 

File three copies of this Form, one of which must be manually signed. If space is insufficient,

 

 

See Instruction 6 for procedure.

 

http://www.sec.gov/divisions/corpfin/forms/form3.htm

Last update: 09/03/2002

 



 

CONFIRMING STATEMENT
and
LIMITED POWER OR ATTORNEY

 

This statement confirms that the undersigned, Stephen P. Zelnak, Jr., has authorized, appointed and designated the following individuals as the undersigned’s Attorney in Fact for the sole and limited purpose of executing and filing on the undersigned’s behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the Securities and Exchange Commission as a result of the undersigned’s ownership of or transactions in securities of BEAZER HOMES USA, INC:

 

Ian J. McCarthy

David S. Weiss

C. Lowell Ball

Michael Rand

 

Each of these individuals is authorized to act alone, without the consent of any of the others, and the authority of under this Statement and Limited Power of Attorney shall continue unt9il the undersigned is no longer required to file Forms 3, 4, and 5 with regard to the undersigned’s ownership of or transactions in securities of BEAZER HOMES US, INC., unless earlier revoked in writing.  The undersigned acknowledges that the said Attorney in Fact is not assuming any of the undersined’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

Date:  2/11/03

 

Signature:

/s/ Stephen P. Zelnak, Jr.

 

 

 

 

Stephen P. Zelnak, Jr.