-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4q93hXtewmOOhz1dDA2aLvPs90wQRNPtvkWOQenaG+/6OesjgZV8vPTeSK+qfkf /7Q/jHviwB2EUtVW64GKbA== 0000919574-04-002462.txt : 20040819 0000919574-04-002462.hdr.sgml : 20040819 20040819175157 ACCESSION NUMBER: 0000919574-04-002462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040513 FILED AS OF DATE: 20040819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAZER HOMES USA INC CENTRAL INDEX KEY: 0000915840 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 582086934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5775 PEACHTREE DUNW00DY RD STREET 2: STE B 200 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 4042503420 MAIL ADDRESS: STREET 1: 5775 PEACHTREE DUNWOODY RD STREET 2: STE C-200 CITY: ATLANTA STATE: GA ZIP: 30342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDENBAUM MATTHEW A CENTRAL INDEX KEY: 0000927943 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12822 FILM NUMBER: 04987188 BUSINESS ADDRESS: STREET 1: 52 FOREST AVENUE CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-843-3644 MAIL ADDRESS: STREET 1: 52 FOREST AVENUE CITY: PARAMUS STATE: NJ ZIP: 07652 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDENBAUM BENNETT D CENTRAL INDEX KEY: 0000927942 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12822 FILM NUMBER: 04987187 BUSINESS ADDRESS: STREET 1: 52 FOREST AVENUE CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-843-3644 MAIL ADDRESS: STREET 1: 52 FOREST AVENUE CITY: PARAMUS STATE: NJ ZIP: 07652 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001085393 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12822 FILM NUMBER: 04987189 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125219500 MAIL ADDRESS: STREET 1: BASSWOOD CAPITAL MANAGEMENT LLC STREET 2: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 p503171_ex.xml X0202 4 2004-05-13 0 0000915840 BEAZER HOMES USA INC BZH 0001085393 BASSWOOD CAPITAL MANAGEMENT LLC 645 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0000927943 LINDENBAUM MATTHEW A 645 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10022 0 0 1 0 0000927942 LINDENBAUM BENNETT D 645 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2004-05-13 4 P 0 43085 92.43 A 1141993 I (1) Common Stock 2004-05-14 4 P 0 3500 93.31 A 1145493 I (1) Common Stock 2004-05-26 4 S 0 2200 100.35 D 1143293 I (1) Common Stock 2004-05-28 4 P 0 9450 100.95 A 1152743 I (1) Common Stock 2004-05-28 4 S 0 9450 100.95 D 1143293 I (1) Common Stock 2004-06-01 4 P 0 64000 100.60 A 1207293 I (1) Common Stock 2004-06-02 4 P 0 2900 100.50 A 1210193 I (1) Common Stock 2004-06-08 4 S 0 93080 100.37 D 1117113 I (1) Common Stock 2004-06-16 4 P 0 2000 96.70 A 1119113 I (1) Common Stock 2004-06-30 4 S 0 12500 99.61 D 1106613 I (1) Common Stock 2004-07-01 4 P 0 56500 100.29 A 1163113 I (1) Common Stock 2004-07-07 4 S 0 14500 98.48 D 1148613 I (1) Option 110 2004-06-01 4 P 0 204 3.0 A 2004-06-01 2004-08-20 Common Stock 20400 298300 I (1) Option 110 2004-06-01 4 S 0 25 3.0 D 2004-06-01 2004-08-20 Common Stock 2500 295800 I (1) Option 110 2004-06-02 4 P 0 43 2.60 A 2004-06-02 2004-08-20 Common Stock 4300 300100 I (1) Option 110 2004-06-16 4 P 0 6 1.70 A 2004-06-16 2004-08-20 Common Stock 600 300700 I (1) Option 110 2004-07-01 4 P 0 153 1.60 A 2004-07-01 2004-08-20 Common Stock 15300 316000 I (1) Option 110 2004-07-07 4 S 0 44 0.05 D 2004-07-07 2004-08-20 Common Stock 4400 311600 I (1) The securities reported on this filing are held in the accounts of unregistered investment companies and managed accounts of which Basswood Capital Management, L.L.C. is the investment manager. Matthew Lindenbaum and Bennett Lindenbaum are the managing members of Basswood Capital Management, L.L.C. The Reporting Persons have reached a settlement with the issuer with respect to the reported transactions. (+) Each of the Reporting Persons (each, a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Basswood Capital Management, LLC(+) By: /s/ Matthew Lindenbaum, Managing Member 2004-08-19 By: /s/ Matthew Lindenbaum(+) 2004-08-19 By: /s/ Bennett Lindenbaum(+) 2004-08-19 -----END PRIVACY-ENHANCED MESSAGE-----