0001799551-20-000019.txt : 20200219 0001799551-20-000019.hdr.sgml : 20200219 20200219164757 ACCESSION NUMBER: 0001799551-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paine Andrew J III CENTRAL INDEX KEY: 0001669883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11302 FILM NUMBER: 20630581 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166896300 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-17 0000091576 KEYCORP /NEW/ KEY 0001669883 Paine Andrew J III C/O KEYCORP 127 PUBLIC SQUARE CLEVELAND OH 44114 0 1 0 0 Head of Institutional Bank Common Shares 2020-02-17 4 M 0 62830 A 148300 D Common Shares 2020-02-17 4 F 0 21054 19.73 D 127246 D Common Shares 2020-02-17 4 A 0 47404 A 174650 D Common Shares 2020-02-17 4 F 0 21498 19.73 D 153153 D Common Shares 19360 I 401(k) Plan Common Shares 20569 I By spouse Common Shares 445 I By Paine Investments LP Restricted Stock Units 2020-02-17 4 M 0 30884 0 D Common Shares 30884 0 D Restricted Stock Units 2020-02-17 4 M 0 10384 0 D Common Shares 10384 10384 D Restricted Stock Units 2020-02-17 4 M 0 9689 0 D Common Shares 9689 19377 D Restricted Stock Units 2020-02-17 4 M 0 11875 0 D Common Shares 11875 35624 D Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017. Reported as of February 18, 2020. These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020. Includes approximately 1,177 dividend-equivalent restricted stock units accrued between March and December 2019. The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Includes approximately 791 dividend-equivalent restricted stock units accrued between March and December 2019. The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Includes approximately 1,108 dividend-equivalent restricted stock units accrued between March and December 2019. The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Includes approximately 1,810 dividend-equivalent restricted stock units accrued between March and December 2019. Carrie A. Benedict POA for Andrew J. Paine III 2020-02-19 EX-24 2 painepoa.htm PAINE POA DATED JANUARY 16, 2020

Securities and Exchange Commission

450 Fifth Street, N.W.

Washington, D.C. 20549

RE: Commission File No. 0-805

1933 Act and 1934 Act Filings

Authorized Representatives

Gentlemen:

KeyCorp ("Company") is the issuer of securities registered under Section 12 of the Securities Exchange Act of 1934. The undersigned confirms that Craig T. Beazer, Carrie A. Benedict, Richard A. Kopek, and Adam Larkins and each of them ("Authorized Representatives"), are authorized on his or her behalf to sign such statements (on Form 3, Form 4, Form 5, or otherwise) with respect to securities of the Company (the "Securities"), and to submit to the Securities and Exchange Commission such filings (including reports, notices, and other statements) with respect to the Securities, as are required by the Securities Act of 1933 or the Securities Exchange Act of 1934 (collectively, the "Acts"). The undersigned also confirms the authority of each of the Authorized Representatives to do and perform, on his or her behalf, any and all acts and things with respect to the Securities requisite or necessary to assure compliance by the signing person with the filing requirements of the Acts. The authority confirmed herein shall remain in effect as to the undersigned until such time as the Commission shall receive a written communication terminating or modifying the authority.

/s/ Andrew J. Paine III January 16, 2020

Signature Date

Andrew J. Paine III

(Type or Print Name)