0001294671-18-000080.txt : 20181106
0001294671-18-000080.hdr.sgml : 20181106
20181106163727
ACCESSION NUMBER: 0001294671-18-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181102
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highsmith Carlton L
CENTRAL INDEX KEY: 0001379848
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11302
FILM NUMBER: 181163506
MAIL ADDRESS:
STREET 1: C/O NEWALLIANCE BANK
STREET 2: 195 CHURCH STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEYCORP /NEW/
CENTRAL INDEX KEY: 0000091576
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 346542451
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 127 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44114-1306
BUSINESS PHONE: 2166896300
MAIL ADDRESS:
STREET 1: 127 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44114-1306
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIETY CORP
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-11-02
0000091576
KEYCORP /NEW/
KEY
0001379848
Highsmith Carlton L
C/O KEYCORP
127 PUBLIC SQUARE
CLEVELAND
OH
44114
1
0
0
0
Common Shares
2018-11-02
4
M
0
6963
13.93
A
68088
D
Common Shares
2018-11-02
4
S
0
6963
18.37
D
61125
D
Option to Buy
13.93
2018-11-02
4
M
0
6963
D
2018-11-03
Common Shares
6963
0
D
This option vested in three equal annual installments ending on November 3, 2011.
This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.
Carrie A. Benedict POA for Carlton L. Highsmith
2018-11-06