0001294671-17-000098.txt : 20171106 0001294671-17-000098.hdr.sgml : 20171106 20171106162830 ACCESSION NUMBER: 0001294671-17-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Highsmith Carlton L CENTRAL INDEX KEY: 0001379848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11302 FILM NUMBER: 171179762 MAIL ADDRESS: STREET 1: C/O NEWALLIANCE BANK STREET 2: 195 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166896300 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-03 0000091576 KEYCORP /NEW/ KEY 0001379848 Highsmith Carlton L C/O KEYCORP 127 PUBLIC SQUARE CLEVELAND OH 44114 1 0 0 0 Common Shares 2017-11-03 4 M 0 7600 13.06 A 68725 D Common Shares 2017-11-03 4 S 0 7600 18.39 D 61125 D Common Shares 13.06 2017-11-03 4 M 0 7600 D 2017-11-05 Common Shares 7600 0 D This option vested in three equal annual installments ending on November 5, 2010. This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88. Carrie A. Benedict POA for Carlton L. Highsmith 2017-11-06