-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PeFFFszrSNCAU2TrI3K+fBqMAUapoVjh89r5evjUkSGCB8AYqmQMVR4uveesdw1a wXvUBlY8qR1KnuS184J2pg== 0000950152-96-003915.txt : 19960812 0000950152-96-003915.hdr.sgml : 19960812 ACCESSION NUMBER: 0000950152-96-003915 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960809 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENETICS INSTITUTE INC CENTRAL INDEX KEY: 0000731336 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042718435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37961 FILM NUMBER: 96607544 BUSINESS ADDRESS: STREET 1: 87 CAMBRIDGE PK DR CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 6178761170 MAIL ADDRESS: STREET 1: 87 CAMBRIDGE PARK DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02140 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166893000 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 SC 13G 1 GENETICS INSTITUTE INC./KEYCORP SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Genetics Institute, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 371855305 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement ____. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s)) Page 1 of 5 Pages 2 CUSIP NO. 371855305 13G PAGE 2 OF 5 PAGES ----------------------- - ----------------------------------------------------------------------------------------------------------- | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | KeyCorp | | | I.R.S. Employer Identification No. 14-1538208 | |-----|---------------------------------------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] | | | ---- | | | Not Applicable (b) [ ] | | | ---- | |-----|---------------------------------------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |-----|---------------------------------------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | State of Ohio | |-------------------------------|-------|-----------------------------------------------------------------| | Number of | 5 | SOLE VOTING POWER | | | | | | Shares | | 2,913 | | |-------|-----------------------------------------------------------------| | Beneficially | 6 | SHARED VOTING POWER | | | | | | Owned By | | 1,132,160 | | |-------|-----------------------------------------------------------------| | Each | 7 | SOLE DISPOSITIVE POWER | | | | | | Reporting | | 300 | | | | | | Person |-------|-----------------------------------------------------------------| | | 8 | SHARED DISPOSITIVE POWER | | With | | | | | | 1,134,160 | |-------------------------------|-------|-----------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 1,135,073 | |-----|---------------------------------------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES* | | | Not Applicable | |-----|---------------------------------------------------------------------------------------------------| | 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | | | | 4.1% | |-----|---------------------------------------------------------------------------------------------------| | 14 | TYPE OF REPORTING PERSON* | | | | | | HC | - ----------------------------------------------------------------------------------------------------------- SEC 1745 (6-80) *SEE INSTRUCTIONS BEFORE FILLING OUT
2 of 5 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 2) ITEM 1 (A). NAME OF ISSUER: Genetics Institute, Inc. - ----------------------------------------------------------------------------- ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 87 Cambridge Park Drive - ----------------------------------------------------------------------------- Cambridge, Mass 02140 - ----------------------------------------------------------------------------- ITEM 2 (A). NAME OF PERSON FILING: KeyCorp - ----------------------------------------------------------------------------- ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 127 Public Square - ----------------------------------------------------------------------------- Cleveland, Ohio 44114-1306 - ----------------------------------------------------------------------------- ITEM 2 (C). PLACE OF ORGANIZATION: State of Ohio - ----------------------------------------------------------------------------- ITEM 2 (D). TITLE OF CLASS OF SECURITIES: Common Stock - ----------------------------------------------------------------------------- ITEM 2 (E). CUSIP NUMBER: 371855305 - ----------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d - 2 (b), INDICATE TYPE OF PERSON FILING: Person filing is a Parent Holding Company, in accordance with 240.13d - 1(b)(ii)(G) - ----------------------------------------------------------------------------- 3 of 5 4 ITEM 4. OWNERSHIP: (a) Amount of beneficially owned: 1,135,073 shares --------------------- (b) Percent of class: 4.1% --------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 2,913 ---------- (ii) Shared power to vote or to direct the vote 1,132,160 ---------- (iii) Sole power to dispose or to direct the disposition of 300 ---------- (iv) Shared power to dispose or to direct the disposition of 1,134,160 ----------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: X ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Other persons are known to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of these securities. Those persons whose interest relates to more than five percent of the class are: ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Identification: Kay Trust Company of Ohio, Key Trust ------------------------------------ Company of Indiana ------------------ Classification: (B) Bank as defined by Section ------------------------------- 3(A)(6) of the Act. ------------------- Society Asset Management, Spears, Benzak, ----------------------------------------- Solomon and Farrell ------------------- (E) Investment Adviser registered under ---------------------------------- Section 203 of the Investment Advisers Act ------------------------------------------ ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable -------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable -------------- 4 of 5 5 ITEM 10. CERTIFICATION The undersigned expressly declares that the filing of the Schedule 13G shall not be construed as an admission that the undersigned is, for purposes of Section 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Schedule 13G. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 9, 1996 ------------ KeyCorp By: Trace Swisher, Executive Vice President and Chief Fiduciary Officer Key PivateBank 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----