-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBF0M4KxHdA2beo9aG5g8BnHs05uog5Yi5YBSlFVcy6mSvM9HAC3z3KskKqbeve3 5P/7V0RI2gD0py2ZKUNBjA== 0000932440-99-000096.txt : 19990412 0000932440-99-000096.hdr.sgml : 19990412 ACCESSION NUMBER: 0000932440-99-000096 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990407 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3DX TECHNOLOGIES INC CENTRAL INDEX KEY: 0000915518 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760386601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-21841 FILM NUMBER: 99590288 BUSINESS ADDRESS: STREET 1: 12012 WICKCHESTER STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2815793398 MAIL ADDRESS: STREET 1: 12012 WICKCHESTER STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77079 8-K 1 REPORT ON FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 7, 1999 3DX TECHNOLOGIES INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-21841 76-0386601 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 12012 Wickchester, Suite 250, Houston, Texas 77079 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (281) 759-3398 Item 5. Other Events. On April 8, 1999, 3DX Technologies Inc. (the "Company") announced that, as of the close of business on Wednesday, April 7, 1999, the Nasdaq Stock Market removed the Company's securities from conditional listing on Nasdaq SmallCap Market ("SmallCap"). Pursuant to an exception, the Nasdaq Listing Qualifications Panel granted conditional listing of the Company's securities on the SmallCap effective with the open of business on March 24, 1999. The exception required in part that on or before April 5, 1999, the Company evidence a minimum closing bid price of $1.00 per share. The delisting is a consequence of the Company's inability to meet the minimum bid price for the SmallCap listing. The Company expects immediate quotation of its securities on the OTC Bulletin Board. A copy of the Company's press release, dated April 8, 1999, is attached hereto as Exhibit 99. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Financial Statements of Businesses Acquired. Not Applicable. (b) Pro Forma Financial Information. Not Applicable. (c) Exhibits. The following exhibit is filed with this Report. EXHIBIT NO. DESCRIPTION - ----------- ----------- 99 Press Release of the Company, dated April 8, 1999. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 3DX TECHNOLOGIES INC. Dated: April 8, 1999 By: /s/ Russell L. Allen --------------------------- Russell L. Allen Chief Financial Officer 3 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99 Press Release of the Company, dated April 8, 1999. EX-99 2 4/8/99 PRESS RELEASE Thursday, April 8, 1999 Contact: Ronald P. Nowak or Russell L. Allen 281-579-3398 3DX TECHNOLOGIES INC. ANNOUNCES NASDAQ DELISTING Houston, Texas - 3DX Technologies Inc. (TDXT) today announced that, as of the close of business on Wednesday, April 7, 1999, the Nasdaq Stock Market removed the Company's securities from conditional listing on Nasdaq SmallCap Market ("SmallCap"). The delisting is a consequence of the Company's inability to meet the minimum bid price for the SmallCap listing. The Company expects immediate quotation of its securities on the OTC Bulletin Board. 3DX Technologies Inc. is a knowledge-based oil and gas exploration company whose core competence and strategic focus is the utilization of 3-D seismic imaging and other advanced technologies in the search for commercial quantities of hydrocarbons. Certain statements in this news release regarding future expectations and plans for oil and gas exploration, development and production may be regarded as "forward looking statements" within the meaning of the Securities Litigation Reform Act. They are subject to various risks, such as operating hazards, drilling risks, and other uncertainties inherent in the business of exploring for, developing and producing oil and gas which may be beyond the Company's control. These risks are discussed in detail in the Company's Annual Report on Form 10-K for the year ended December 31, 1998, as well as other filings with the Securities and Exchange Commission. There can be no assurance that the Company's exploration activities will be successful in meeting the Company's expectations. -----END PRIVACY-ENHANCED MESSAGE-----