-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GHW4Jennu6YsrgStsGvyIHcXN9goAZ4kgU1oEuLkoyIFLe7qfsLyKUFUWUxi/Ii+ Md80f0xCuF70c/3ZDP4DWQ== 0000932384-98-000193.txt : 19980821 0000932384-98-000193.hdr.sgml : 19980821 ACCESSION NUMBER: 0000932384-98-000193 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980820 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 3DX TECHNOLOGIES INC CENTRAL INDEX KEY: 0000915518 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760386601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49753 FILM NUMBER: 98695080 BUSINESS ADDRESS: STREET 1: 12012 WICKCHESTER STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2815793398 MAIL ADDRESS: STREET 1: 12012 WICKCHESTER STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77079 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORRICE SUSAN CENTRAL INDEX KEY: 0001064536 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 567316622 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O MORRICE & ASSOCIATES STREET 2: 511 16TH STREET SUITE 300 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035733903 MAIL ADDRESS: STREET 1: C/O MORRICE & ASSOCIATES STREET 2: 511 16TH STREET SUITE 300 CITY: DENVER STATE: CO ZIP: 80202 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (AMENDMENT NO. 1) 3DX TECHNOLOGIES INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 88554G109 (CUSIP Number) Susan Morrice With copies to: c/o S. Morrice & Associates, Ltd. Charles D. Bybee, Esq. 511 16th Street, Suite 300 Davis, Graham & Stubbs LLP Denver, Colorado 370 17th Street, Suite 4700 (303) 573-3909 Denver, Colorado 80202 (303) 892-9400 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 10, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box o. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages CUSIP NO. 88554G109 SCHEDULE 13D/A Page 2 of 6 pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Susan Morrice, SSN ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 SOURCE OF FUNDS* PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ireland NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 111,147 OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH 111,147 10 SHARED DISPOSITIVE POWER 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 111,147 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 1.26% based upon 8,810,941 shares of Common Stock outstanding as of the date hereof. 14 TYPE OF REPORTING PERSON* IN 3DX Technologies Inc. Schedule 13D/A August 10, 1998 ITEM 1 SECURITY AND ISSUER. This Statement relates to shares of common stock, $.01 par value per share (the "Common Stock"), of 3DX Technologies Inc. (the "Company"). The address of the Company's principal executive offices is 12012 Wickchester, Suite 250, Houston, Texas 77079. ITEM 2. IDENTITY AND BACKGROUND. (a) - (c) This Statement is being filed by Susan Morrice (the "Reporting Person"). The business address of the Reporting Person is 511 16th Street, Suite 300, Denver, Colorado 80202. The Reporting Person is the owner of S. Morrice & Associates, Ltd., an international oil and gas exploration company. The principal business address of S. Morrice & Associates, Ltd. is 511 16th Street, Suite 300, Denver, Colorado 80202. (d) - (e) During the last five years, the Reporting Person has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of Ireland. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. All of the shares of Company Common Stock owned by the Reporting Person were purchased in accordance with the terms of that Common Stock Subscription Agreement, dated as of June 3, 1998 (the "Subscription Agreement"), by and among the Company and various purchasers including the Reporting Person (the "Purchasers"). Under the Subscription Agreement, the Reporting Person purchased 111,147 shares of Common Stock on June 10, 1998 (the "Closing Date"), in consideration for a cash payment of $166,720.50. The funds used for the purchase of the Common Stock were the personal funds of the Reporting Person. ITEM 4. PURPOSE OF TRANSACTION. All of the shares of Common Stock have been acquired for investment. The Reporting Person has not acquired the securities with any purpose, or with the effect of, changing or influencing the control of the Company, or in connection with or as a participant in any transaction Page 3 of 6 pages 3DX Technologies Inc. Schedule 13D/A August 10, 1998 having that purpose or effect. Any decision of the Reporting Person either to purchase additional shares of Company Common Stock or to dispose of any shares will take into account various factors, including general economic conditions and money and stock market conditions. The Reporting Person currently does not have any plans or proposals of the type set forth in paragraphs (a) through (j) of Item 4 of Schedule D, except as follows: (a) under the Subscription Agreement, the Reporting Person has the right to receive additional shares of Company Common Stock if (i) within six months of the Closing Date, the Company (x) issues shares of Common Stock (other than as contemplated by this Agreement) in excess of 100,000 shares (and exclusive of share issuances pursuant to the Company's existing benefit plans) or other securities convertible into shares of Common Stock at a price, or in the case of convertible securities with any conversion price, per share of Common Stock that is less than $1.50, or (y) participates in, or enters into negotiations for, a merger, consolidation or other business combination transaction that is consummated (even if consummated beyond such six-month period) whereby the other party to such transaction acquires more than 50% of the Company's then issued and outstanding Common Stock or substantially all of the Company's assets, which transaction results in the Company's Common Stockholders receiving consideration with a fair market value per share (determined in good faith by the Company's Board of Directors after consultation with the Purchasers) that is less than $1.50, or (ii) within 120 days of the Option Closing Date (as such term is defined in the Subscription Agreement), the Company is unable to cause a registration statement, covering the shares of Common Stock issued to the Reporting Person in accordance with the Subscription Agreement, to be filed with and declared effective by the Securities and Exchange Commission. (b) - (c) not applicable. (d) pursuant to the terms of the Subscription Agreement, the Reporting Person, together with the other Purchasers, has the right, subject to certain events, to (i) designate a representative that is entitled to attend (but not to vote at) all meetings of the board of directors of the Company and each meeting of any committee thereof and receive information with respect thereto, or (ii) designate one individual to be appointed to the Company's board of directors. Page 4 of 6 pages 3DX Technologies Inc. Schedule 13D/A August 10, 1998 ITEM 5. INTEREST IN SECURITIES OF THE COMPANY. (a) - (b) The Reporting Person beneficially owns 111,147 shares of Company Common Stock. The Reporting Person's current beneficial ownership represents approximately 37.9% of the shares of Company Common Stock. The Reporting Person has sole voting and dispositive power over 111,147 shares of Common Stock. (c) Other than the purchase of shares of Common Stock pursuant to the Subscription Agreement, the Reporting Person has not been involved in any share transactions involving the Company during the last sixty days. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Company Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE COMPANY. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit A: Common Stock Subscription Agreement, dated as of June 3, 1998, among the Company, Susan Morrice, Minnowburn Corporation, CWS Limited-Liability Company, Centennial Energy Partners, L.P., Tercentennial Energy Partners, L.P., Quadrennial Partners, L.P., Centennial Overseas Fund, LTD, Investment 11, LLC, Donald D. Wolf, Altira Group LLC, James R. Newell, Alex B. Campbell, Paul D. Favret and Wayne W. Williamson (incorporated herein by reference to Exhibit 99.1 of the Company's current report on Form 8-K dated June 10, 1998 and filed with the Securities and Exchange Commission on June 16, 1998). Page 5 of 6 pages 3DX Technologies Inc. Schedule 13D/A August 10, 1998 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 20, 1998 /s/ Susan Morrice -------------------------------------- Susan Morrice Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----