0000915389-23-000030.txt : 20230217 0000915389-23-000030.hdr.sgml : 20230217 20230217161331 ACCESSION NUMBER: 0000915389-23-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BRIAN TRAVIS CENTRAL INDEX KEY: 0001948854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12626 FILM NUMBER: 23642665 MAIL ADDRESS: STREET 1: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN CHEMICAL CO CENTRAL INDEX KEY: 0000915389 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 621539359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 511 STREET 2: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 BUSINESS PHONE: 4232292000 MAIL ADDRESS: STREET 1: P O BOX 511 B-54D CITY: KINGSPORT STATE: TN ZIP: 37662 4 1 wf-form4_167666835930708.xml FORM 4 X0306 4 2023-02-15 0 0000915389 EASTMAN CHEMICAL CO EMN 0001948854 SMITH BRIAN TRAVIS 200 S. WILCOX DRIVE KINGSPORT TN 37660 0 1 0 0 SVP, Add & Funct Prod Common Stock 2023-02-15 4 A 0 3597 0 A 4732 D Common Stock 2023-02-15 4 F 0 1076 89.09 D 3656 D Common Stock 0 I By 401(k) Plan Phantom Stock Units Common Stock 7.0 7 D Payout under performance shares awarded at beginning of three-year (2020-2022) performance period. Shares of common stock withheld in payment of tax liability incident to payout under performance shares. These shares were incorrectly reported on the reporting person's original Form 3 and Form 4 filed on October 17, 2022 after the original Form 3 was filed. Mr. Smith holds 0 shares in his 401(k) Plan. Phantom Stock Units credited under the Executive Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash and subject to certain acceleration and early withdrawal provisions, after termination of employement. These shares were incorrectly counted as shares in reporting person's 401(k) Plan with original Form 3 Filing. /s/ Mark D. Austin, by Power of Attorney for Brian Travis Smith 2023-02-17