0001209191-21-057726.txt : 20210927 0001209191-21-057726.hdr.sgml : 20210927 20210927101851 ACCESSION NUMBER: 0001209191-21-057726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210923 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upadhyaya Raj B CENTRAL INDEX KEY: 0001309134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23248 FILM NUMBER: 211279473 MAIL ADDRESS: STREET 1: SIGMATRON INTERNATIONAL, INC. STREET 2: 2201 LANDMEIER ROAD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMATRON INTERNATIONAL INC CENTRAL INDEX KEY: 0000915358 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 363918470 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2201 LANDMEIER RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 BUSINESS PHONE: 847-956-8000 MAIL ADDRESS: STREET 1: 2201 LANDMEIER ROAD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-23 0 0000915358 SIGMATRON INTERNATIONAL INC SGMA 0001309134 Upadhyaya Raj B C/O SIGMATRON INTERNATIONAL INC. 2201 LANDMEIER RD ELK GROVE VILLAGE IL 60007 0 1 0 0 Executive Vice President Common Stock 2021-09-23 4 M 0 3244 3.20 A 3244 D Common Stock 2021-09-23 4 S 0 3244 9.64 D 0 D Common Stock 2021-09-23 4 M 0 4000 4.28 A 4000 D Common Stock 2021-09-23 4 S 0 4000 9.64 D 0 D Stock Option (right to buy) 3.20 2021-09-23 4 M 0 3244 0.00 D 2018-12-11 2028-12-10 Common Stock 3244 0 D Stock Option (right to buy) 4.28 2021-09-23 4 M 0 4000 0.00 D 2019-11-20 2029-11-19 Common Stock 4000 0 D The 3,244 options exercised as described on this Table II were issued on December 11, 2018, pursuant to and under a single stock option plan and stock option agreement. This column needs to be blank. The 4,000 options exercised as described on this Table II were issued on November 20, 2019 pursuant to and under a single stock option plan and stock option agreement. /s/ Raj B Upadhyaya 2021-09-27